Oakwood Advisory Group, LLC

Oakwood Advisory Group is a state-registered, independent investment adviser led by a single advisor that provides financial planning, consulting, and asset management to individuals, high‑net‑worth clients, trusts and estates, profit‑sharing plans, business entities, and certain pooled investment vehicles. Services include written financial plans, ongoing discretionary and non‑discretionary portfolio management, and referrals to third‑party sub‑advisors and other professionals for implementation.

The firm follows a risk‑managed, diversification‑focused investment process that uses fundamental, technical, and cyclical analysis, individualized Investment Policy Statements, and active rebalancing across traditional and alternative asset classes (including hedge funds, private equity, and real estate). Financial planning engagements begin with an initial discovery meeting and a written plan, while asset management clients receive continuous monitoring and trade implementation aligned with stated objectives and risk tolerances.

Distinctive aspects include operating as a sponsor and adviser to private pooled investment vehicles and charging performance‑based fees for those funds—arrangements that are uncommon for solo independent advisers—and holding custody responsibilities for pool assets. The sole advisor also maintains outside business interests (including insurance activities and equity stakes in multiple private placement managers), receives referral and third‑party compensation for recommending sub‑advisors and CPA firms, and the firm and its owner have been named in two civil suits, all of which are disclosed in the firm’s Form ADV and may present potential conflicts for prospective clients to consider.