Maitland, FL Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Oakwood Capital, Inc.
Team
Firm-wide stats for Oakwood Capital, Inc.
About
Oakwood Capital provides investment advisory, financial planning, and retirement plan consulting to individuals (including high‑net‑worth clients), trusts, estates, and small business retirement plans. The firm offers portfolio management, financial plans and consulting, and periodic participant education and monitoring for qualified plans.
Portfolios are predominantly managed on a non‑discretionary basis—Oakwood reports $217,493,233 in non‑discretionary assets versus $86,688,497 in discretionary assets—and clients may elect discretionary management through affiliated managed‑portfolio options for an additional fee. The firm works with third‑party managers and model portfolios (including programs through RBC, Envestnet, AssetMark, Alphastar and others), uses fundamental/technical/cyclical analysis, and conducts at least annual reviews and reporting for client accounts.
Compared with many multi‑team firms, Oakwood’s brochure discloses multiple affiliated businesses (including Oakwood Capital Securities, Inc. and Oakwood Capital Account & Tax Advisors, LLC) and notes an affiliated broker‑dealer disciplinary event; it also provides program brochures and sample program fees (for example, sample annualized fees for the RBC UP program) and extensive wrap‑and third‑party program offerings. These affiliations, the firm’s heavy reliance on non‑discretionary arrangements, and its reliance on third‑party model/wrap programs are the most distinctive features highlighted in the disclosure.
Based on Oakwood Capital, Inc.
Expertise
Based on Oakwood Capital, Inc.
Location
2600 Maitland Center Parkway, Suite 275
Maitland FL 32751
Advisors at this office
2
Advisors at this office
Brian S
Series 63, Series 65
Maitland, FL
Oakwood Capital, Inc.
Brian Schaefer is a financial advisor at Oakwood Capital, Inc. with 34 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Rex Huffman & Associates and The Leaders Group, Inc. In addition to his advisory role, he is president and owner of The Brokers Network LLC, a brokerage general agency involved in recruiting, training, and servicing licensed insurance professionals. Oakwood Capital provides investment advisory, financial planning, and retirement plan consulting to individuals, trusts, estates, and small business retirement plans. The firm predominantly manages portfolios on a non-discretionary basis and utilizes third-party managers and model portfolios, combining fundamental, technical, and cyclical analysis in their client services.
Joseph M
Series 63, Series 65
Maitland, FL
Oakwood Capital, Inc.
Joseph Mack is a financial advisor with Oakwood Capital, Inc. in Maitland, Florida, holding Series 63 and Series 65 licenses and having 12 years of industry experience. His prior work includes roles at The Leaders Group Inc, Rex Huffman & Associates, and Northwestern Mutual Life Insurance Company. He is also involved with The Brokers Network LLC, a life insurance and annuity wholesaler. Oakwood Capital provides investment advisory, financial planning, and retirement plan consulting services to individuals, trusts, estates, and small businesses. The firm emphasizes non-discretionary portfolio management using third-party managers and model portfolios, along with fundamental, technical, and cyclical analysis.
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