Tulsa, OK Office
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Oath Planning, LLC
Team
Firm-wide stats for Oath Planning, LLC
About
Oath Planning provides investment management and financial planning to individuals, high‑net‑worth individuals, trusts, qualified retirement plans, not‑for‑profits and small businesses, managing roughly $285 million for about 500 clients through a team of six advisors. In addition to portfolio management and written financial plans, the firm facilitates estate‑planning legal work and insurance product implementation as part of its service offering.
The firm’s investment approach emphasizes long‑term, asset‑allocation driven strategies grounded in Modern Portfolio Theory, primarily implemented with passively managed, asset‑class mutual funds (including Dimensional Fund Advisors) and model portfolios. Oath Planning prepares written investment policy statements, uses portfolio modeling and Monte Carlo analysis to set allocations, and employs a sub‑advisor (Focus Partners) for separately managed fixed‑income portfolios and ongoing trade/operations support.
What distinguishes Oath Planning from many peers is its formal affiliation with an in‑house law practice, Oath Law, P.C., and that several members are licensed attorneys and insurance agents who can provide estate‑planning documents and recommend life insurance and fixed annuity products. The brochure discloses the related conflicts of interest (including that affiliated legal and insurance services would generate separate compensation), notes clients may decline affiliate services or retain outside providers, and describes procedural safeguards and disclosures the firm uses when recommending affiliated services.
Based on Oath Planning, LLC
Expertise
Based on Oath Planning, LLC
Location
1214 East 33rd Street
Tulsa OK 74105
Advisors at this office
2
Advisors at this office
Rodney Y
Series 65
Tulsa, OK
Oath Planning, LLC
Rodney Yancy is a financial advisor with Oath Planning, LLC in Tulsa, OK, holding a Series 65 designation and seven years of industry experience. He has worked at Oath Planning since 2018 and concurrently serves as attorney and president of Oath Law, by RTY Law, a professional corporation. Outside of advising, he is the CEO of Oath Music Co, a music technology company. Oath Planning manages discretionary investment portfolios and provides written financial planning for individuals, high-net-worth clients, trusts, qualified retirement plans, not-for-profits, and small businesses. The firm integrates investment management with estate-planning services through its affiliated law practice and employs a modern portfolio theory-based, buy-and-hold investment approach using primarily passive asset-class mutual funds.
Alec S
Series 63, Series 65
Tulsa, OK
Oath Planning, LLC
Alec Spring is a financial advisor at Oath Planning, LLC in Tulsa, Oklahoma, with six years of industry experience. He holds Series 63 and Series 65 licenses. His prior experience includes positions at Equitable Advisors and Axa Advisors, as well as work outside the financial industry. Oath Planning provides investment management and financial planning services to individuals, trusts, retirement plans, not-for-profits, and small businesses. The firm manages approximately $285 million for about 500 clients using long-term, asset-allocation driven strategies with a focus on passively managed mutual funds and model portfolios, and offers integrated estate-planning and insurance services through affiliated legal and insurance professionals.
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