Englewood, CO Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Oatley & Diak, LLC
Supported
Firm-wide stats for Oatley & Diak, LLC
Total advisors
2Clients per advisor
22 LowAvg AUM per client
$692,555 TypicalHNW client ratio
100% Very HighAbout
Oatley & Diak, LLC provides financial planning and investment management to individuals, families, trusts and family businesses, offering comprehensive financial planning, individual plans, implementation and ongoing asset monitoring. The firm manages about $30.5 million across 44 client households, reflecting a focus on higher‑asset households rather than a broad retail client base.
Portfolios are built on a client‑by‑client basis using individual stocks and bonds, exchange‑traded funds, no‑load and actively managed mutual funds, with strategic asset allocation informed by fundamental analysis and manager research. Account supervision is typically discretionary and is guided by documented goals, risk tolerance and periodic reviews; the firm does not employ model portfolios or composites to present results.
Distinctive practices include a regular monthly client newsletter with third‑party educational articles and firm correspondence and the availability of concierge and special‑project planning engagements for non‑standard needs. The firm operates on a fee‑only basis (no commissions, soft‑dollar benefits, or referral fees), provides quarterly performance reports and net‑worth summaries that incorporate approximations for hard‑to‑price assets.
Based on Oatley & Diak, LLC
Expertise
Based on Oatley & Diak, LLC
Location
7887 East Belleview
Englewood CO 80111
Advisors at this office
2
Advisors at this office
John D
CFP®, Series 65
Englewood, CO
Oatley & Diak, LLC
John Diak is a CFP® with 19 years of industry experience and has been with Oatley & Diak, LLC since 2006. He serves as the sole advisor at the firm based in Englewood, Colorado. In addition to his advisory role, he holds a paid position as a town councilman in Parker, Colorado. Oatley & Diak, LLC provides financial planning and investment management services to individuals, families, trusts, and family businesses, focusing on higher-asset households. The firm builds customized portfolios using a combination of individual securities and mutual funds, with discretionary account supervision guided by client-specific goals and risk tolerance.
Noelle D
Series 63, Series 65
Englewood, CO
Oatley & Diak, LLC
Noelle Diak is a financial advisor at Oatley & Diak, LLC with 23 years of industry experience. She holds Series 63 and Series 65 designations and has operated her firm since 2003. Outside of her advisory work, she runs a home daycare. Oatley & Diak, LLC provides financial planning and investment management services to individuals, families, trusts, and family businesses. The firm focuses on customized portfolios for higher-asset households, utilizing individual securities and funds with a strategic asset allocation approach based on fundamental analysis and manager research.
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