Oberon Asset Management, LLC

Oberon provides discretionary investment management to individuals, trusts, retirement plans and a pooled investment vehicle (Oberon I). The firm manages separately managed accounts for individual clients and the partnership and does not participate in wrap-fee programs.

Oberon follows a long-term, value‑oriented approach grounded in fundamental analysis, focusing primarily on equity and debt securities of U.S. and non‑U.S. issuers and, when appropriate, collective investment vehicles and derivative instruments. Portfolio construction and trading are carried out in accordance with client objectives, liquidity needs and any restrictions set forth in client agreements or the pooled vehicle’s governing documents.

What distinguishes Oberon from many peers is its role as sponsor and adviser to a private pooled fund that pays performance‑based compensation to a general partner affiliate, creating side‑by‑side management considerations the firm addresses through written allocation, aggregation and conflict‑mitigation procedures. The firm also provides audited GAAP financial statements and regular performance reporting to the fund’s limited partners, maintains a formal Code of Ethics and proxy‑voting policies, and uses institutional platform services for custody and trade execution.