Occam Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Occam Capital Management provides discretionary investment management and separate hourly investment consulting to individuals, high-net-worth clients, pensions, trusts, and estates, managing roughly $67.4 million across about 147 client relationships. The firm offers portfolio construction across equities and fixed income and can provide limited financial-planning reports on request without charging a separate planning fee.
The investment process blends a top-down analysis of global economic factors with a bottom-up, fundamental value discipline applied across small-, mid-, and large-cap equities, seeking long-term appreciation while maintaining a core of dividend-paying holdings. Its fixed-income approach emphasizes investment-grade instruments, maturity laddering and holding bonds to maturity, while selectively incorporating lower-rated debt when there is an identified potential for credit improvement; the firm generally avoids derivatives and complex hedging strategies.
Noteworthy aspects include a standalone hourly consulting offering distinct from ongoing management and a practice of preparing complimentary income-related reports despite not providing comprehensive financial plans. The firm operates on an institutional custody and trading platform that provides back-office and research support, maintains written proxy-voting and ethics policies, and has a principal who holds the CFP designation.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually (Equity and Balanced Accounts) $1,000,000+: 0.75% annually (Equity and Balanced Accounts) $0 - $1,000,000: 0.60% annually (Fixed Income Accounts) $1,000,000+: 0.50% annually (Fixed Income Accounts)
$200 per hour for principals; $75 per hour for administrative assistants
Account minimum: $200,000 Fee-only: Investment consulting at $200/hour for principals and $75/hour for assistants
Main office
1303 Marsh Road, Suite 4
Pittsford NY 14534
Advisors at this office
1
Most active in
Florida · New York
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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