Altamonte Springs, FL Ballard Street Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Occidental Asset Management, LLC
Team
Firm-wide stats for Occidental Asset Management, LLC
About
Occidental Asset Management, LLC advises high‑net‑worth individuals and institutional clients through separately managed accounts, offering wealth management, portfolio management, and comprehensive financial planning services. As of September 2026 the firm managed roughly $1.4 billion for about 945 clients, operating with a roughly 12‑advisor team across six offices.
The firm typically acts on a discretionary basis to implement tailored investment plans, employing fundamental, technical and cyclical analysis and trading tools that can include options and margin where appropriate. It may allocate portions of client assets to selected sub‑advisors, conducts ongoing monitoring with semi‑annual internal reviews, and uses an automated platform (Schwab’s Institutional Intelligent Portfolios) for features such as rebalancing and tax‑loss harvesting for eligible accounts.
Compared with many peers of its size, Occidental’s multi‑office footprint and the presence of advisors with academic and behavioral‑finance expertise are distinguishing characteristics, and the firm focuses on high‑net‑worth and institutional relationships rather than serving lower‑asset retail clients. The firm generally directs custody to Schwab and participates in Schwab’s advisor platforms and referral networks—arrangements that provide technology and operational benefits the firm discloses as potential conflicts of interest—and it leaves proxy voting to clients rather than voting securities on their behalf.
Based on Occidental Asset Management, LLC
Expertise
Based on Occidental Asset Management, LLC
Location
711 Ballard Street, Suite 2000
Altamonte Springs FL 32701
Advisors at this office
3
Advisors at this office
James G
Verified by Warmer
CFP®, Series 63, Series 65
Altamonte Springs, FL
Occidental Asset Management, LLC
James Griffin is a CFP® professional with 19 years of industry experience, currently serving at Occidental Asset Management, LLC since 2024. He previously worked at Charles Schwab Bank, SSB, Charles Schwab, and Td Ameritrade. Outside of his advisory role, he is involved in real estate through management and investment activities, including acting as a real estate agent and managing a nonprofit organization’s fund. Occidental Asset Management, LLC provides wealth management, financial planning, and portfolio management services for high-net-worth individuals and institutional clients, managing approximately $1.07 billion across roughly 900 accounts. The firm employs a range of analytical methods and utilizes third-party technology platforms to tailor investment strategies to client objectives and risk tolerances.
Federico L
Series 65
Altamonte Springs, FL
Occidental Asset Management, LLC
Federico Londono Castillo is a financial advisor at Occidental Asset Management, LLC with six years of industry experience. He holds a Series 65 designation and has been with Occidental since 2019. Prior to his advisory role, he was a student for ten years. Occidental Asset Management advises high-net-worth individuals and institutional clients through separately managed accounts, providing wealth management, portfolio management, and comprehensive financial planning services. The firm manages approximately $1.4 billion for around 945 clients across six offices, utilizing fundamental, technical, and cyclical analysis along with discretionary investment implementation.
Geovanni J
Series 65
Altamonte Springs, FL
Occidental Asset Management, LLC
Geovanni James is a financial advisor at Occidental Asset Management, LLC with a Series 65 credential and three years of industry experience. He has been with Occidental since 2022, following a decade as a student. Occidental Asset Management advises high-net-worth individuals and institutional clients through separately managed accounts, offering wealth management, portfolio management, and comprehensive financial planning services. The firm employs fundamental, technical, and cyclical analysis, often using discretionary investment strategies and automated platforms to manage approximately $1.4 billion across six offices.
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