Oceanus Research LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Oceanus Research provides customized investment management and consultation primarily to high‑net‑worth individuals, trusts, estates, charitable organizations, small businesses, and retirement plans, with a focus on experienced, accredited and qualified investors. The firm advises on publicly traded equities, mutual funds, ETFs, treasuries and equity options, and offers individualized portfolio management and occasional consulting services.
The firm applies a defined investment process that begins with an investment policy statement and combines top‑down thematic work with fundamental and proprietary research, managing portfolios on both discretionary and quantitative/systematic bases. Portfolios are typically diversified across many holdings and the firm may employ derivatives, short positions, currency hedges and borrowing or margin in separately managed accounts as part of its risk‑management and return‑seeking tactics.
Several aspects of Oceanus Research are uncommon among similarly sized independent advisers: it accepts performance‑based compensation and discloses and advertises performance results, and it maintains an affiliation with another investment adviser through senior investment personnel. Its emphasis on sophisticated strategies (derivatives and borrowing in accounts) and on accredited/qualified investors rather than mass‑market individual clients further differentiates its practice from most peers.
Client services
Expertise
Fee options
$0 - $5,000,000: 2.0% annually > $5,000,000+: 1.5% annually
20% of annual returns above 5% hurdle rate with high watermark
Account minimum: $1,000,000
Main office
51 Jfk Parkway, First Floor West
Short Hills NJ 07078
Advisors at this office
1
Most active in
Connecticut · New Jersey · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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