A complete list of active advisors currently associated with October Effect Ltd.

Warmer can help you find a great advisor at October Effect Ltd. or one who fits your needs even better.

October Effect Ltd. provides discretionary asset management, financial planning, and retirement-plan advisory services to individual and high‑net‑worth clients, as well as to qualified plans. The firm also serves as a co‑advisor or liaison to third‑party asset managers and places client assets with TAMPs when that approach is deemed appropriate. The firm tailors portfolios to clients’ stated goals, time horizons, and risk tolerances and performs regular reviews of accounts and plans. Its investment toolkit includes asset allocation, technical analysis and both long‑ and short‑term trading, and certain strategies explicitly incorporate leverage, margined positions and option/derivative strategies alongside traditional fixed‑income and equity holdings; it also offers performance‑based separately managed account programs for qualified investors with high‑watermark/hurdle arrangements. October Effect is distinctive among similar firms for a cluster of uncommon features disclosed in its brochure: affiliations with a broker‑dealer and with affiliated accounting and insurance businesses; the use and publication of performance results and the availability of performance‑based fee arrangements; and the explicit use of borrowing and derivatives in separately managed accounts. The firm also documents referral and revenue‑sharing relationships with TAMPs and a brokerage affiliate and describes policies intended to address the conflicts those relationships can create.

To learn more about the advisors currently working at October Effect Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.