A complete list of active advisors currently associated with October Effect Ltd.

Warmer can help you find a great advisor at October Effect Ltd. or one who fits your needs even better.

October Effect Ltd. is a four-advisor registered investment advisory team that reports discretionary management of roughly $139 million and serves individual and high-net-worth clients as well as qualified retirement plans. The firm offers discretionary portfolio management, financial planning and consulting, ERISA plan services (including acting as a 3(38) investment manager), and access to third‑party asset management programs and co-advisory arrangements. The firm manages accounts using diversified strategies that may include asset allocation, technical analysis, long- and short-term positions, and the use of leveraged mutual funds and ETFs; the brochure specifically discloses the use of derivatives and the ability to use borrowing (margin) in separately managed accounts. October Effect Ltd. also offers performance-based fee arrangements to qualifying investors and documents its performance reporting and high‑watermark methodology in its disclosures and client reporting. October Effect Ltd. is notable among similar-sized advisory teams for several uncommon affiliations and practices: some investment staff are registered representatives of a broker‑dealer and the firm discloses ownership ties to accounting and tax companies, creating potential conflicts that the brochure addresses through disclosure and procedures. The firm’s reliance on co‑advisory and TAMP relationships, explicit disclosure of derivative and margin use in client accounts, and detailed performance‑based fee protocols distinguish its operating model from many peers.

To learn more about the advisors currently working at October Effect Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.