OFC Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
OFC Wealth Management advises individuals (including high‑net‑worth clients), business entities, and charitable organizations, offering discretionary portfolio management alongside standalone and retainer-based financial planning and consulting services. The firm also supports account aggregation through third‑party platforms to provide clients a consolidated view of managed and excluded assets.
The firm implements portfolios across equities, fixed income, mutual funds, and ETFs, and may use direct indexing and interval funds as part of customized allocations. OFC conducts ongoing portfolio reviews and, where appropriate, employs options and other derivatives in client accounts for hedging and income generation, and will incorporate ESG considerations only when directed by a client.
What is noteworthy about OFC compared with many supported peers is its explicit use of derivatives and options strategies (including covered call writing) within separately managed accounts—a practice that is less common among similar firms. The firm has also documented policies around the use of AI tools in its advisory process and limits discretionary cryptocurrency purchases to transactions expressly authorized by clients.
Client services
Expertise
Fee options
Fixed fees generally range from $3,000 to $10,000 for standalone financial planning and consulting services.
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.50% $5,000,000+: 0.35%
Up to $500 per hour for standalone financial planning and consulting services.
Retainer-based financial planning engagements with equal recurring monthly fees set forth in client agreement.
Fee-only: Fee-only basis for discretionary investment advisory services; no commissions accepted.
Main office
Short Hills NJ, United States
Offices (1)
Most active in
California · Louisiana · New Jersey · New York · Texas
Also doing business as
Ofc Financial Planning, LLC · Ofc Wealth Management · Ofc Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Emily J
CFP®, Series 63, Series 65
Short Hills, NJ
OFC Wealth Management
Emily Jaffe is a CFP®-certified financial advisor with nine years of industry experience, currently with OFC Wealth Management in Short Hills, NJ. She has been with OFC Financial Planning, LLC since 2017, following a five-year sabbatical prior to that. OFC Wealth Management advises individuals, business entities, and charitable organizations, providing discretionary portfolio management as well as standalone and retainer-based financial planning services. The firm is noted for its use of options and derivatives strategies within separately managed accounts and incorporates ESG considerations and AI tools according to client direction.
Jeffrey W
CFP®, Series 63, Series 65
Short Hills, NJ
OFC Wealth Management
Jeffrey Waters is a CFP® with 21 years of experience in the financial services industry. He has worked at OFC Financial Planning, LLC since 2005. OFC Wealth Management serves individuals, high-net-worth clients, business entities, and charitable organizations with discretionary portfolio management and financial planning services. The firm employs diversified investment strategies including equities, fixed income, mutual funds, ETFs, and options, and offers features such as account aggregation and client-imposed management restrictions.
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