Off the Bay Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Off the Bay Wealth provides asset management, financial planning, tax planning and financial consulting to individual and corporate clients. The firm offers both ongoing investment management and standalone planning or consulting engagements and is newly registered with no assets under management reported in its brochure.
The firm’s investment approach relies on fundamental analysis and a mix of long- and short-term holdings, using both tactical and strategic asset-allocation techniques while tailoring recommendations to each client’s objectives and risk tolerance. Portfolios are actively monitored with periodic reviews and the firm will adjust strategies for special situations such as concentrated positions, stock options, legacy holdings, or tax considerations.
Distinctive features include offering fixed-fee and hourly engagement structures rather than the more common percentage-of-assets-under-management fee model used by most managers. The firm operates at a small scale with a single managing member who is a CFP certificant and maintains outside full‑time employment, and the brochure discloses other operational choices such as no soft-dollar arrangements and that clients retain proxy-voting authority.
Client services
Financial planning
Portfolio management
Tax plannng and ad hoc consulting
Expertise
College savings (529s, UTMA, etc.)
General estate planning guidance
General retirement planning
Fee options
Fixed annual investment advisory fees range from $1,000 to $15,000 billed quarterly; fixed fees for financial planning services generally range from $1,000 to $15,000
Up to $400 per hour for financial planning and consulting services
Minimum fee: Fixed fees range from $1,000 to $15,000 billed quarterly in arrears for investment advisory services Fee-only: Fixed fees for investment advisory services range from $1,000 to $15,000; hourly fees up to $400 per hour for financial planning and consulting services; fixed fees for financial planning services generally range from $1,000 to $15,000
Main office location
Off the Bay Wealth LLC
Tampa FL, United States
Number of offices
1
Most active in
Off the Bay Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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