OK401K, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$18,100,000
Clients
128
Advisors
1
of 1 employees
About
Ok401k, Inc. provides investment advisory services to individuals (including high‑net‑worth clients), corporations and business entities, and retirement plans such as 401(k) and other employee benefit plans. The firm reports managing roughly $53.3 million across about 128 clients and offers ongoing portfolio management, retirement plan/IRA management, and pension consulting services.
The firm’s process emphasizes a documented Investment Policy Statement for each client, using modern portfolio theory and the Riskalyze “Find Your Risk Number” process to set risk tolerance and long‑term trading strategies across mutual funds, ETFs, fixed income and annuity options. For retirement plan work it typically manages plan lineups directly—using target date funds, mutual funds, stable value funds and custom ETFs—and may recommend third‑party managers when appropriate.
What is distinctive is the firm’s substantive pension and institutional work and its predominantly non‑discretionary asset base: the brochure discloses approximately $18.1 million in discretionary assets versus $35.2 million in non‑discretionary assets. That combination of pension consulting, direct management of workplace retirement plan investments, and formal risk‑profiling with Riskalyze is less common among solo independent advisers.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: 0.90% $100,001+: 0.80% $0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Fee-only: Asset-based fees only, no commission-based fees
Main office
3030 NW Expressway, Suite 300
Oklahoma City OK 73112
Advisors at this office
1
Most active in
Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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