Old Oak Financial Planning, Inc.

Old Oak Financial Planning provides advisory services to individual and high-net-worth clients, offering comprehensive financial planning, ongoing investment management, and modular or hourly plans for more limited, entry-level engagements. The firm does not impose a formal account minimum and structures services to address cash flow, tax, retirement, education, insurance, and estate planning needs.

The firm describes a holistic, goal-focused investment process that uses asset allocation as the primary framework and active management through mutual funds, ETFs and individual stocks and bonds. Its reported assets under management are roughly $160 million, split between discretionary and non-discretionary mandates, and the firm combines fundamental and technical analysis in portfolio decision-making and monitoring.

Old Oak is a small, longstanding advisory practice with a two-advisor team that includes CFP professionals and that converted to SEC registration in 2019, which distinguishes its regulatory posture from many peers of similar size. Operationally the firm relies primarily on Schwab Institutional for custody and execution, does not permit directed brokerage or vote client proxies on their behalf, and documents a multi-layered cybersecurity and privacy program.