Old World Financial Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Old World Financial Advisors is an investment management firm formed in 2023 that provides customized investment management and related financial planning consultation to individuals, high‑net‑worth clients, trusts, estates, small businesses and charitable organizations. The brochure lists services including investment management, goal and financial‑objective determination, cash‑flow management, education and retirement planning, and advice on mutual funds, ETFs, equities, bonds, treasuries and certain real‑asset exposures.
The firm emphasizes an asset‑allocation‑driven process implemented through an Investment Policy Statement and a defined cycle of goal setting, risk/return profiling, investment selection and ongoing monitoring. Accounts are managed on a non‑discretionary basis, clients may impose written restrictions, and reviews are triggered by events such as deposits/withdrawals or changes in client circumstances.
Several practices distinguish the firm from many peers: at initial filing it reported zero assets under management and was newly formed, it offers either a flat quarterly retainer or an asset‑based fee and bills clients directly rather than debiting custodian accounts, and it does not accept proxy‑voting authority (clients retain responsibility for voting). The brochure also notes the firm generally recommends, but does not require, custodians such as Charles Schwab, which can affect share‑class availability and trading logistics.
Client services
Expertise
Fee options
Flat quarterly retainer fee ranging from $500 to $2,500
$0 - $1,000,000: 1.000% $1,000,000 - $2,500,000: 0.875% $2,500,000 - $5,000,000: 0.750% $5,000,000+: 0.625%
Account minimum: $100,000 Minimum fee: $625 per quarter minimum fee for AUM less than $1 million Fee-only: Flat quarterly retainer fee ranging from $500 to $2,500
Main office
4695 Macarthur Court, 11th Floor
Newport Beach CA 92660
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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