O
Olive Tree Ridge Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,131,963
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
8
63% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
LowAverage account size
$2,141,495
About
Olive Tree Ridge Investment Advisors provides discretionary portfolio management to a small number of clients, including high‑net‑worth individuals and charitable organizations, and prepares an individualized Investment Policy Statement for each account. The firm generally advises on mutual funds, equities and ETFs and primarily recommends ETF‑based portfolios while implementing ongoing monitoring and trading on clients’ behalf.
The firm applies modern portfolio theory to construct asset allocations and requires discretionary authority to execute trades, using a mix of long‑term strategies and option transactions (including covered and uncovered positions) as part of its toolkit. Accounts are custodied and executed through a single broker‑dealer (Interactive Brokers), and clients receive regular reporting from the custodian with at least annual formal reviews by the adviser.
What distinguishes the firm from many solo independent advisers is its explicit work with charitable organizations (a relatively uncommon client type) and its documented use of options trading strategies that can carry heightened risk compared with typical ETF‑only advisory approaches. The firm also mandates use of a specific custodian for all clients and disclosed a prior regulatory matter in which it entered a consent order and paid a $5,000 fine after failing to timely renew its state registration in 2021.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Fee options
0.5% annually
Main office location
Olive Tree Ridge Investment Advisors
Sharon CT, United States
Number of offices
1
Most active in
Olive Tree Ridge Investment Advisors has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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