OM Investments

OM Investments provides discretionary asset management, financial planning, and retirement-plan advisory services, including acting as a limited-scope ERISA 3(21) fiduciary for qualified plans. The firm’s written services include ongoing portfolio management, delivery of financial plans, and participant education and plan monitoring for sponsors.

The firm manages accounts on a discretionary basis and uses a mix of fundamental, technical, charting and cyclical analysis to align portfolios with documented client objectives, time horizons and risk tolerances. Financial planning is offered on a fixed- or hourly-fee basis, and accounts are reviewed at least quarterly with attention to allocation, rebalancing and tax-loss harvesting opportunities.

Distinctive features include the firm’s explicit ERISA 3(21) pension-consulting role and the availability of hourly planning fees, both of which are uncommon among peer investment-manager firms. The principal holds multiple advanced credentials (CFP, ChFC, CPWA), discloses outside business activities including a marketing services entity and an active insurance license, and the brochure notes the firm reported no client assets under management as of December 31, 2023; these outside activities are identified as potential conflicts and are disclosed.