345 Investment Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
345 Investment Advisory is an SEC‑registered adviser that provides discretionary portfolio management and related advisory services to a range of client types, including trusts, estates, charitable organizations, corporations, and retirement‑plan participants via platforms such as Aspire InvestLink. The firm’s business model emphasizes plan‑linked and institutional‑style accounts (for example, linking 403(b)/457 participant accounts) rather than a traditional retail client base of non‑HNW or high‑net‑worth individuals.
The firm typically manages accounts on a discretionary basis using proprietary and third‑party model portfolios and sub‑advisers (including SEI among others) to handle trading, reporting, and back‑office operations. Investment decisioning combines fundamental and technical analysis and can include a broad set of strategies—direct indexing, options, margin, long/short and alternative or illiquid investments—and the firm discloses use of AI tools for analytics and risk management.
Distinctive operational features include its reliance on platform and sub‑adviser arrangements (Aspire/SEI) and custodial relationships (Schwab), the presence of dually registered associated persons who also act as broker‑dealers or insurance agents, and an affiliated coaching program offered for a separate fee; these relationships and related compensation practices are disclosed and identified as potential conflicts of interest. The firm also manages a large number of client accounts relative to its small advisory team and discloses specific administrative practices such as delegated fee deduction and a policy not to vote client proxies.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Up to 1.50% annually
Main office
See office4835 East Cactus Road, Suite 255
Scottsdale AZ 85254
Advisors at this office
3
Offices (2)
Most active in
Arizona · California · Colorado · Florida · Hawaii · Louisiana · Michigan · Nevada · New Mexico · North Carolina · North Dakota · South Carolina · Tennessee · Texas · Utah · Virginia · Wisconsin
Also doing business as
345 Investment Advisory, LLC · 345 Wealth Management · Omaz Holdco, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Patrick K
Series 66
Scottsdale, AZ
345 Investment Advisory, LLC
Patrick Kearns Jr. is a financial advisor at 345 Investment Advisory, LLC with 25 years of industry experience. He holds the Series 66 designation and previously worked at Equitable Advisors and Axa Advisors. Outside of advisory work, he is a partner in 345 Wealth Management, LLC and owns an insurance brokerage firm specializing in term life insurance. 345 Investment Advisory is an SEC-registered firm that provides discretionary portfolio management and advisory services to trusts, estates, charitable organizations, corporations, and retirement-plan participants. The firm focuses on plan-linked and institutional-style accounts, managing portfolios through proprietary and third-party models with a combination of fundamental and technical analysis across diverse investment strategies.
Kevin F
Series 66
Parker, CO
345 Investment Advisory, LLC
Kevin Ferm is a financial advisor with 21 years of industry experience, currently with 345 Investment Advisory, LLC and Centaurus Financial, Inc. He holds a Series 66 credential and has previously worked at Equitable Advisors and Axa Advisors, Llc. Outside of his advisory roles, he has various outside insurance appointments. 345 Investment Advisory is an SEC-registered firm that offers discretionary portfolio management and advisory services to trusts, estates, charitable organizations, corporations, and retirement-plan participants, focusing on plan-linked and institutional-style accounts. The firm employs a mix of proprietary and third-party model portfolios and sub-advisers, using fundamental and technical analysis alongside strategies such as direct indexing, options, and alternative investments.
Brendan T
Series 63, Series 65
Scottsdale, AZ
345 Investment Advisory, LLC
Brendan Turelli is a financial advisor with 9 years of industry experience, currently affiliated with 345 Investment Advisory, LLC. He holds Series 63 and Series 65 licenses and previously worked at Equitable Advisors and AXA Advisors, LLC. Outside of his advisory work, he is involved in an outside insurance business. 345 Investment Advisory is an SEC-registered firm that provides discretionary portfolio management and advisory services primarily to institutional clients such as trusts, estates, charitable organizations, corporations, and retirement-plan participants. The firm uses proprietary and third-party model portfolios, incorporates a range of investment strategies, and employs platform and sub-adviser arrangements to support its operations.
Dillan M
Series 66
Scottsdale, AZ
345 Investment Advisory, LLC
Dillan Micus is a financial advisor at 345 Investment Advisory, LLC with 26 years of industry experience. He holds the Series 66 designation and previously worked at Equitable Advisors and Axa Advisors for over two decades. Outside of his advisory role, he is a board member of The Thunderbirds and owns a personal development company, Fresh 2.0 LLC. 345 Investment Advisory is an SEC-registered firm that manages discretionary portfolios primarily for trusts, estates, charitable organizations, corporations, and retirement-plan participants. The firm emphasizes plan-linked and institutional-style accounts, utilizing a combination of proprietary and third-party model portfolios with a diverse set of investment strategies.
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