Omega Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,992,007
Clients
3
Advisors
1
of 1 employees
About
Omega Capital Management LLC is a small, SEC-registered independent advisory firm managing about $3.99 million in discretionary assets as of December 31, 2025, and providing asset management, financial planning, and retirement-plan advisory services. The firm serves high-net-worth individuals, trusts, estates, small businesses and institutional retirement clients, and acts as advisor to two 401(k) programs.
OCM’s investment process relies on a mix of fundamental and technical analysis and employs diversified allocations across equities, fixed income, mutual funds and ETFs with a general emphasis on long-term holdings and tailored portfolios based on client risk tolerance and time horizon. The firm provides discretionary portfolio management with ongoing monitoring and at least annual formal reviews, and charges percentage-of-assets fees; it also requires a $500,000 account/relationship minimum.
What is notable about this solo adviser practice is its formal affiliation with an accounting firm under common ownership and the principal’s separate licensure to sell insurance, arrangements the brochure discloses and for which the firm maintains separate engagement agreements. The firm also provides pension consulting and retirement-plan investment services—an offering that is less common among similarly sized independent advisers—and maintains a very small client base and asset scale relative to many peers.
Client services
Expertise
Occupation focus
Fee options
Agreed upon flat rate for financial planning services (specific amount not stated)
Maximum 1.85% annually
Hourly rate for financial planning services (specific rate not stated)
Account minimum: $500,000
Main office
7775 Walton Pkwy, Suite 100
New Albany OH 43054
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")