Omega Strategies LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Omega Strategies LLC provides discretionary and non‑discretionary asset management along with financial planning, limited-scope consultations and project work for individuals and high‑net‑worth clients, and it also offers a subscription-based newsletter for market commentary. The firm was formed in 2026 and, at the time of this filing, reports no assets under management or client relationships.
Investment programs are tailored to documented client objectives, time horizons and risk tolerances and may combine fundamental, technical, charting and cyclical analyses alongside Modern Portfolio Theory; the firm may employ options strategies and engage Sub‑Advisors to implement agreed models. Clients receive ongoing portfolio monitoring, quarterly account reviews and written financial plans when requested, with discretionary authority used only where granted.
What is distinctive for a small, newly formed independent adviser is the separate, paid periodical offering — a newsletter billed apart from advisory fees — and the firm’s explicit use of Sub‑Advisors as part of its operating model rather than relying solely on a single practitioner. The firm’s stated capabilities, reflecting an institutional fixed‑income and trading background plus ongoing academic lecturing, include access to a broad set of strategies (e.g., options, hedge funds, private placements and private credit), which is atypical for advisers of comparable size and age.
Client services
Expertise
Occupation focus
Fee options
$1,000 flat fee for financial plans; $500 flat fee for financial consultations.
$0 - $1,000,000: 1.25% annually $1,000,001 - $5,000,000: 1.0% annually $5,000,001+: 0.75% annually
$250 per hour for financial projects.
Newsletter subscription at $25 per month.
Fee-only: Fixed fee of $1,000 for financial plans; $500 for financial consultations; hourly fee of $250 per hour for financial projects.
Main office
Verona Township NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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