Omega Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Omega Wealth Management provides discretionary and non‑discretionary investment advisory services to individuals, families, small business owners, plan sponsors, foundations, non‑profits, and endowments, and supplements portfolio management with financial planning, retirement planning, estate planning, and consulting. The firm also offers access to annuities and insurance products and makes tax preparation and tax planning services available through affiliated arrangements and platform subscriptions.
The firm’s investment approach is grounded in modern portfolio theory and emphasizes globally diversified, risk‑appropriate asset allocations implemented via index/passive, multifactor, and income‑oriented programs, separately managed accounts, direct indexing, and, where appropriate, allocations to interval or private funds and option/futures overlays for hedging. Omega generally seeks discretionary authority for ongoing monitoring and rebalancing, uses third‑party robo and hybrid tools (eMoney, Morningstar, Asset‑Map, etc.), and has adopted policies addressing cybersecurity and limited, reviewed use of AI tools.
Distinctive features compared with many independent peers include operating as a licensed insurance agency, the principal’s status as an Enrolled Agent offering tax services, and a North Carolina real estate broker license—capabilities the firm uses to provide voluntary employee benefits, tax prep/planning, real estate referrals and 1031/DST/UPREIT guidance, and targeted retirement plan work for hospitality and related businesses. Those non‑advisory activities and media/educational engagements create additional revenue streams and potential conflicts of interest that the brochure discloses; the firm states clients are under no obligation to use affiliated services and describes mitigation practices.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning-only services typically invoiced quarterly in advance; fees vary by complexity; additional flat fees possible for extraordinary planning services
$0 - $1,000,000: 1.10% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $3,000,000: 0.75% $3,000,000+: 0.50%
Insurance products and annuities sold on commission basis through affiliated entities/options; commissions are separate from advisory fees
Financial planning/consulting fees may be negotiated and charged separately; minimum hourly or fixed fees not specifically itemized
Account minimum: $1,100 (minimum fee for Guided Investing) or $6,000 (minimum fee for Wealth Path tiered advisory) Minimum fee: Minimum fee of $6,000 for Wealth Path tiered advisory; $1,100 minimum fee annually for Guided Investing Fee-only: Investment advisory fees charged on assets under management; financial planning fees are negotiable and can be separate; tax preparation fees negotiated separately (minimum $175 individual, $200 business); minimum financial planning-only fees invoiced quarterly in advance vary by complexity
Main office
17210 Westmill Lane
Charlotte NC 28277
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Omega Wealth Management · Omega Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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