Omni Investment Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Omni Investment Solutions is a small advisory firm that provides portfolio management through a co-advisor relationship with a third‑party money manager and offers financial planning and consulting to individual clients. The firm operates as a solo practice with one registered advisor and manages roughly 12 client relationships and about $2.78 million in discretionary assets.
Omni selects and implements model portfolios provided by a designated portfolio manager (Gradient Investments, LLC) and retains limited discretion to choose and maintain models to align with clients’ risk tolerances, while not selecting individual securities within those models. It charges asset‑based fees for managed accounts and hourly fees for financial planning, and it shares in the third‑party manager’s fees under a formal fee‑sharing and incentive arrangement.
Noteworthy aspects compared with peers include the principals’ affiliations with licensed insurance businesses and disclosed potential for external insurance compensation, plus other non‑investment business activities, all of which are disclosed as potential conflicts of interest. The combination of a solo advisor, a very small client roster and AUM, and the firm’s explicit co‑advisor incentive participation with the money manager makes its operating and revenue model less typical among supported firms.
Client services
Expertise
Fee options
All Assets+: 2.15% (Custom Indexing - Strategic Portfolio) All Assets+: 2.00% (Strategic Portfolio) All Assets+: 1.85% (Custom Indexing - Allocation) All Assets+: 1.70% (Allocation & Tactical & Defined Outcome) All Assets+: 1.50% (Private Wealth) All Assets+: 1.00% (Preservation)
$150 per hour for financial planning services
Main office
4140 E Baseline Rd, Suite 101
Mesa AZ 85206
Advisors at this office
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)