A complete list of active advisors currently associated with ONE-UP Financial

Warmer can help you find a great advisor at ONE-UP Financial or one who fits your needs even better.

One-Up Financial provides fee-only investment management, ongoing financial planning, and retirement plan consulting and management to individuals, high-net-worth clients, pension and profit-sharing plans, charitable and corporate clients. The firm manages discretionary and non-discretionary accounts and reports roughly $107 million in assets for about 96 clients while operating with a single advisory professional. The firm’s investment approach emphasizes asset allocation grounded in Modern Portfolio Theory, combining passive and active strategies along with fundamental analysis to select stocks, bonds, mutual funds, and ETFs. Portfolios are constructed to pursue client goals rather than to chase benchmarks, and the firm may recommend structured products to high-net-worth clients with a required risk acknowledgement when those instruments are used. Distinctive features include a recent formation and SEC registration shortly after inception, and the firm’s engagement as a fiduciary retirement-plan advisor (including acting as an ERISA investment manager when retained) despite its small advisor headcount. The brochure also discloses a solicitor arrangement with an accounting firm for client referrals and a custody recommendation for an institutional custodian, and the firm relies on custodial statements rather than providing separate written performance reports or proxy-voting services.

To learn more about the advisors currently working at ONE-UP Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.