Open Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Open Wealth Management LLC serves individuals and families, including senior corporate executives, owners of closely held businesses, and other professionals, providing wealth management, discretionary portfolio management, financial planning, and portfolio analysis. The firm manages roughly $1.43 million in client assets across a small number of client households and operates under written investment management agreements.
OWM’s investment approach is long-term and asset-allocation driven, constructing customized portfolios that primarily use mutual funds, ETFs, ETNs, and individual equity and fixed-income securities and implementing strategies on a discretionary basis. The firm documents client objectives and risk profiles, conducts at least annual reviews (requesting updates after material changes), and typically charges negotiable percentage-of-AUM fees billed quarterly.
A distinguishing feature is that OWM serves a notable non-U.S. client segment and discloses recommending custodians—such as Interactive Brokers—based on their ability to serve international clients, a practice that is uncommon among peers. At its scale, the firm emphasizes operational controls and compliance practices, including detailed quarterly invoicing, documented trade-error correction procedures, adoption of the CFA Institute Code of Ethics, and a practice of leaving proxy voting to custodians.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,500,000: 2.0% $1,500,001 - $3,000,000: 1.75% $3,000,001+: 1.50%
Account minimum: $25,000 Fee-only: Annual percentage of assets under management, billed quarterly in arrears with negotiated rates possible
Main office
Katy TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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