Open Window Financial Solutions, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$252,333,780
Clients
91
Advisors
3
of 6 employees
About
Open Window Financial Solutions, Ltd. provides fee-only, discretionary investment management and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and charitable organizations, and can serve as an ERISA investment fiduciary for trustee-directed retirement plans. The firm also offers standalone planning and consultative services and gives clients access to online tools such as the eMoney financial planning platform and an estate-document platform (Vanilla).
The firm primarily implements portfolios using mutual funds and ETFs and employs fundamental analysis with both long- and short-term purchase strategies, managing client accounts on a discretionary basis with ongoing review. Open Window treats cash as an asset class and may maintain defensive cash positions, and it notes that eMoney consolidates excluded (non-managed) assets for client visibility while not assuming responsibility for their performance.
Compared with many peers, Open Window was the first investment adviser in Nevada to complete independent CEFEX certification, and it uses Dimensional Fund Advisors (DFA) funds, which can carry adviser-approval and post-termination purchase restrictions. The firm also maintains an explicit policy not to exercise discretionary authority to purchase cryptocurrencies for clients (crypto exposure is implemented only with client authorization) and integrates third-party platforms and custodial support in its service model.
Client services
Expertise
Fee options
$0 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80% $10,000,001 - $15,000,000: 0.70% $15,000,001 - $25,000,000: 0.60% $25,000,001+: 0.50%
Generally charges $650 per hour for financial planning and consulting services
Account minimum: $1,428,571 Minimum fee: Generally requires an annual minimum fee of $25,000 for investment advisory services Fee-only: Fee-only basis, no commissions accepted
Main office
4741 Caughlin Parkway, Suite 3
Reno NV 89519
Advisors at this office
3
Most active in
California · Nevada · Texas
Also doing business as
Hollen Financial Planning, Ltd. · Open Window Financial Services, Ltd. · Open Window Financial Solutions, Ltd.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Brendan K
Series 65
Reno, NV
Open Window Financial Solutions, Ltd.
Brendan Keely is a Series 65-licensed financial advisor with Open Window Financial Solutions, Ltd. in Reno, NV, bringing one year of industry experience. Prior to joining Open Window, he worked at Nevada Gold Mines and held various roles at the University of Nevada, Reno. He has been involved with the University of Nevada, Reno in multiple capacities since 2019. Open Window Financial Solutions, Ltd. provides fee-only, discretionary investment management and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm uses fundamental analysis and manages portfolios primarily with mutual funds and ETFs, maintaining ongoing discretionary review and offering access to financial planning tools such as eMoney and an estate-document platform.
Joseph H
CFP®, Series 65
Reno, NV
Open Window Financial Solutions, Ltd.
Joseph Hollen is a CFP® professional with 21 years of experience in the financial advisory industry. He has been with Open Window Financial Solutions, Ltd. since 2004. Open Window Financial Solutions serves individual clients, including high-net-worth households, as well as trusts, estates, and retirement plans. The firm provides discretionary portfolio management, standalone financial planning, and trustee-directed ERISA retirement plan services, emphasizing fundamental analysis with mutual funds and ETFs, and operates on a fee-only basis.
Eric H
CFP®, Series 65
Reno, NV
Open Window Financial Solutions, Ltd.
Eric Hollen is a CFP® professional with 14 years of industry experience, currently serving at Open Window Financial Solutions, Ltd. in Reno, NV. He has been with the firm since 2011. Open Window Financial Solutions serves individual clients, including high-net-worth households, as well as trusts, estates, and retirement plans, providing discretionary portfolio management, standalone financial planning, and trustee-directed ERISA retirement plan services. The firm emphasizes fundamental analysis with both long- and short-term purchases, primarily using mutual funds and ETFs, and operates on a fee-only basis.
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