Dallas, TX Noel Road, Two Galleria Tower Office

Stuart Schwartz is a financial advisor at Oppenheimer in Dallas, TX, with 30 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Oppenheimer since 2009. Outside of his advisory role, he is a partner in a retail business specializing in ladies' outerwear and serves as trustee for separate property trust accounts established for his children. Oppenheimer serves a broad client base including individuals, corporations, pension plans, and charitable organizations, offering advisory and brokerage services such as discretionary and non-discretionary investment management, consulting, and retirement services. The firm employs strategic and tactical asset allocation with a range of investment vehicles and acts as a qualified custodian for client assets.

Frank Zuch is a financial advisor with Oppenheimer in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has been with Fahnestock & Co. Inc. since 2003. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a wide range of advisory and brokerage services, employing strategic and tactical asset allocation along with various investment vehicles, and acts as a qualified custodian for client assets.

Steven Baaden is a financial advisor at Oppenheimer in Dallas, TX, holding Series 63 and Series 65 licenses with 41 years of industry experience. He has been with Oppenheimer since 2013. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a broad range of advisory and brokerage services, employing strategic and tactical asset allocation alongside various investment vehicles to meet client objectives.

John Mcqueen is a financial advisor at Oppenheimer with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fahnestock & Co. Inc. since 2002. Mcqueen also has power of attorney over a family member’s IRA and retail account, managing these as needed. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm provides a range of advisory and brokerage services, employing strategic and tactical asset allocation alongside various investment strategies tailored to client objectives.

James Yoo is a financial advisor with Oppenheimer in Fort Worth, TX, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Oppenheimer since 1998. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, offering advisory and brokerage services such as investment management, consulting, retirement services, and financial planning. The firm employs strategic and tactical asset allocation, manager selection, and a variety of investment vehicles to meet client objectives, and acts as a qualified custodian for client assets.

Rajiv Hargunani is a financial advisor at Oppenheimer with 19 years of industry experience. He holds a Series 66 designation and has been with Oppenheimer since 2014. Based in Dallas, TX, he serves clients through the firm’s broad range of advisory and brokerage services. Oppenheimer serves individuals, corporations, pension and profit-sharing plans, charitable organizations, and retirement plan fiduciaries. The firm’s investment approach includes strategic and tactical asset allocation, manager selection, and a variety of mutual fund, ETF, fixed-income, and equity strategies, with a notable emphasis on both discretionary and non-discretionary management.

Julie Petty is a financial advisor at Oppenheimer with 19 years of industry experience. She has been with Oppenheimer since 2005 and holds Series 63 and Series 66 licenses. Outside of her advisory work, she operates a home business creating custom gifts and personalized items and also offers dog sitting services on occasion. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, providing advisory and brokerage services such as investment management, consulting, and retirement planning. The firm employs strategic asset allocation and manager selection, offering both discretionary and non-discretionary programs, and acts as a qualified custodian for client assets.

Brian Sayers is a financial advisor with Oppenheimer in Plano, TX, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has been with Fahnestock & Co. Inc. since 2003. Outside of his advisory role, he serves as trustee of a personal trust. Oppenheimer serves a diverse client base, including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm provides a range of advisory and brokerage services, employing strategic and tactical asset allocation along with various investment vehicles to meet client objectives.

David Bittermann is a CFA® charterholder with 43 years of industry experience, currently serving at Oppenheimer. He has been with Fahnestock & Co. Inc. since 2003. Based in Fort Worth, TX, Bittermann holds Series 63 and Series 65 licenses. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations. The firm provides a range of advisory and brokerage services, employing strategic and tactical asset allocation along with various investment vehicles tailored to client objectives.

Steven Lauterbach is a financial advisor with Oppenheimer in McKinney, TX, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Fahnestock & Co. Inc. since 2003. Lauterbach serves as co-trustee of a family trust established in 1999. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, offering advisory and brokerage services such as investment management, consulting, and retirement services. The firm employs strategic and tactical asset allocation with a mix of discretionary and non-discretionary management, and acts as a qualified custodian for client assets.

Nedim Saul is a financial advisor at Oppenheimer with 10 years of industry experience. He holds Series 65 and Series 63 credentials and has worked at Oppenheimer since 2017. Prior to that, he was associated with Concert Wealth Management, Inc. and Map Strategic Wealth Management from 2012 to 2016. Outside of his advisory role, he is involved with F45 Willow Bend in Plano, TX. Oppenheimer serves individuals, corporations, pooled vehicles, and retirement plans, offering a variety of advisory programs including discretionary and non-discretionary portfolio management, consulting, and retirement services. The firm employs a range of investment approaches tailored to client needs, managing approximately $36.7 billion in assets as of the end of 2025.

Jimmy Fletcher is a financial advisor with Oppenheimer in Fort Worth, TX, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. He has been with Oppenheimer since 2005. Oppenheimer serves a broad client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a range of advisory and brokerage services, utilizing strategic and tactical asset allocation, manager selection, and various investment strategies tailored to client objectives.

Donna Dyke Bajaj is a financial advisor at Oppenheimer in Dallas, TX, holding Series 63 and Series 65 licenses with 54 years of industry experience. She has been with Oppenheimer since 2005. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, offering advisory and brokerage services such as investment management, consulting, retirement services, and financial planning. The firm employs strategic and tactical asset allocation, manager selection, and a variety of investment vehicles, with a notable role as a qualified custodian and a mix of discretionary and non-discretionary management approaches.

Sophie Sulimowicz is a financial advisor at Oppenheimer with six years of industry experience and holds a Series 66 designation. Prior to joining Oppenheimer in 2026, she worked at Charles Schwab & Co., Inc. from 2020 to 2026. Oppenheimer serves individuals, corporations, pooled vehicles, and retirement plans with a variety of advisory programs, including discretionary and non-discretionary portfolio management, consulting, and financial planning. The firm employs diverse investment approaches tailored to different programs, managing approximately $36.7 billion in assets as of December 31, 2025.

Robert Hogue is a financial advisor at Oppenheimer with 45 years of industry experience. He holds Series 63 and Series 65 designations and has been with Oppenheimer since 2009. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm provides a range of advisory and brokerage services, utilizing strategic and tactical asset allocation, manager selection, and various investment strategies to meet client objectives.