Opportunity Investment Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Opportunity Investment Group, LLC provides discretionary investment management primarily to high‑net‑worth individuals (including trusts, estates and retirement accounts) and select corporate clients, overseeing about $61.6 million across roughly 60 client relationships. Services center on portfolio construction and ongoing oversight using equities, corporate debt and mutual funds, with portfolio optimization and rebalancing as part of the service offering.
The firm employs both fundamental and technical analysis and may use a mix of long‑ and short‑term trading to pursue client objectives, taking into account financial situation, risk tolerance, tax considerations and liquidity needs. Accounts are monitored continuously with formal reviews at least annually, clients can impose reasonable investment restrictions, and most accounts are managed on a discretionary basis.
Noteworthy for a solo independent adviser, the ADV discloses past regulatory events involving the firm’s founder — a 1995 customer complaint settled by his employer and an SRO fine for not reporting an outside business activity; the founder denied wrongdoing in the complaint matter. The firm also reports relatively high assets per client for a one‑advisor practice, states it does not accept soft‑dollar benefits, and does not charge performance‑based fees.
Client services
Expertise
Fee options
$0 - $5,000,000: 2.00% Over $5,000,000+: 1.50%
Account minimum: $50,000
Main office
Smyrna GA
Advisors at this office
1
Most active in
Georgia · North Dakota · Ohio · Oregon · South Carolina · South Dakota · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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