Opus Financial Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$28,900,000
Clients
369
Advisors
5
of 5 employees
About
Opus Financial Advisors is a state-registered, team-based advisory firm that serves individuals (including high‑net‑worth clients), retirement plans, trusts, estates and business entities. The firm provides financial planning, discretionary portfolio management, retirement plan consulting and access to third‑party money managers and platform solutions.
Opus delivers advice using a mix of sponsored and third‑party programs administered primarily on the LPL platform, including a firm‑sponsored wrap program and manager-, model- and algorithm‑based offerings (including an LPL/FutureAdvisor guided portfolio option and AssetMark solutions). Client accounts are custodied at qualified custodians, monitored on an ongoing basis, and clients receive periodic account statements, performance reports and educational materials; investment methods include fundamental and technical analysis and use of mutual funds, ETFs and, in select cases, options.
Noteworthy for a firm of this size, the team combines advisory services with on‑staff licensing and professional capabilities—including a licensed real estate broker, a CPA and multiple advisors holding insurance licenses and broker‑dealer registrations—allowing the firm to advise on or distribute real estate, accounting and insurance solutions in addition to investment management. The firm also conducts seminars and provides educational tools and periodic client communications while sponsoring a wrap fee program, a combination of offerings that is less common among peer team firms.
Client services
Expertise
Fee options
Minimum fee of $4,500 for comprehensive financial plans
0.00% to 2.25% (negotiable, based on account size, management style, use of third-party managers, and other factors)
Up to $300 per hour for incidental consultations
Account minimum: $10,000
Main office
126 E. Water Street
Statesville NC 28677-5228
Advisors at this office
5
Most active in
North Carolina
Also doing business as
Jts Financial Associates, Inc. · Opus Financial Advisors · Opus Financial Advisors, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Nina L
CFP®, Series 63, Series 66
Statesville, NC
Opus Financial Advisors, Inc.
Nina Lloyd is President and CEO of Opus Financial Advisors, Inc. She holds the CFP® designation and has 15 years of industry experience. Her prior roles include positions at FSC Securities Corporation and LPL Financial LLC. Outside of her advisory work, she is the owner and president of Lloyd Grading and Utilities, Inc. Opus Financial Advisors is a team-based firm serving individuals, retirement plans, trusts, estates, and business entities. The firm offers financial planning, discretionary portfolio management, and retirement plan consulting, utilizing a range of sponsored and third-party investment programs primarily on the LPL platform.
James S
CFP®, Series 63
Statesville, NC
Opus Financial Advisors, Inc.
James Staples is a CFP® with 43 years of industry experience and serves as President of Opus Financial Advisors, Inc. He has worked at LPL Financial LLC and FSC Securities Corporation and has been with Opus Financial Advisors since 1982. Staples serves as a board member for Children's Homes of Iredell County and has held leadership roles in local nonprofit organizations related to education and community outreach. Opus Financial Advisors is a team-based firm serving individuals, retirement plans, trusts, estates, and business entities. The firm offers financial planning, discretionary portfolio management, and retirement plan consulting using a variety of sponsored and third-party programs primarily on the LPL platform, with a mix of fundamental and technical investment methods.
Janna D
Series 66
Statesville, NC
Opus Financial Advisors, Inc.
Janna Deegan is a financial advisor at Opus Financial Advisors, Inc. with 10 years of industry experience. She holds a Series 66 designation and has been with Opus Financial Advisors since 2015. Deegan also serves as the firm’s Vice President and Chief Compliance Officer and is a licensed notary public. Opus Financial Advisors is a state-registered, team-based firm serving individuals, retirement plans, trusts, estates, and business entities. The firm offers financial planning, discretionary portfolio management, and retirement plan consulting using a combination of firm-sponsored and third-party investment programs primarily administered on the LPL platform.
Nilsa D
Series 66
Statesville, NC
Opus Financial Advisors, Inc.
Nilsa Daniel is a financial advisor with Opus Financial Advisors, Inc. in Statesville, NC. She holds a Series 66 designation and has nine years of industry experience, having previously worked at LPL Financial LLC, OSAIC, FSC Securities Corporation, Morgan Stanley, and Fidelity Brokerage Services LLC. Outside of advising, she is a North Carolina notary public and occasionally notarizes documents. Opus Financial Advisors is a team-based, state-registered firm serving individuals, retirement plans, trusts, estates, and business entities. The firm offers financial planning, discretionary portfolio management, and retirement plan consulting, utilizing a mix of sponsored and third-party programs primarily administered on the LPL platform.
Lisa F
Series 66
Statesville, NC
Opus Financial Advisors, Inc.
Lisa Fox is a Series 66-licensed financial advisor at Opus Financial Advisors, Inc. in Statesville, NC, with six years at the firm and a total of four years of industry experience. Her prior roles include positions at LPL Financial, OSAIC, FSC Securities Corporation, and Houston Insurance Agency. She serves as a notary public for Iredell County and is a board member of the Greater Statesville Chamber of Commerce. Opus Financial Advisors is a team-based, state-registered advisory firm serving individuals, retirement plans, trusts, estates, and business entities. The firm offers financial planning, discretionary portfolio management, retirement plan consulting, and access to third-party money managers primarily via the LPL platform, combining advisory services with licensed professionals in real estate, accounting, and insurance.
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