Opus Financial LLC

Opus Financial LLC is registered as an investment manager that offers discretionary asset management and ongoing portfolio monitoring to advisory clients, documenting investment goals, time horizons, objectives, and risk tolerances. Although the brochure lists the firm as serving individuals, high‑net‑worth persons, trusts and entities, it reports no assets under management at the time of this filing.

The firm’s investment process blends fundamental and technical security analysis with Monte Carlo planning techniques and, when appropriate, options strategies (including covered and uncovered writing). Portfolios are managed on a discretionary basis, tailored to client profiles with the ability for clients to impose restrictions subject to firm approval, and accounts are reviewed quarterly with at least annual client meetings.

Noteworthy aspects disclosed in the brochure include an affiliated insurance business in which the firm’s principal spends roughly 20% of their time and receives customary insurance compensation, a conflict the firm says it mitigates through disclosures and its fiduciary duty. The firm also requires use of a single custodian (Schwab) and describes receipt of research, technology, and practice‑support services from that custodian, and it maintains a stated account minimum of $500,000 while reporting no managed assets—features that differ from many peers in the investment‑manager category.