Opus Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Opus Financial LLC is registered as an investment manager that offers discretionary asset management and ongoing portfolio monitoring to advisory clients, documenting investment goals, time horizons, objectives, and risk tolerances. Although the brochure lists the firm as serving individuals, high‑net‑worth persons, trusts and entities, it reports no assets under management at the time of this filing.
The firm’s investment process blends fundamental and technical security analysis with Monte Carlo planning techniques and, when appropriate, options strategies (including covered and uncovered writing). Portfolios are managed on a discretionary basis, tailored to client profiles with the ability for clients to impose restrictions subject to firm approval, and accounts are reviewed quarterly with at least annual client meetings.
Noteworthy aspects disclosed in the brochure include an affiliated insurance business in which the firm’s principal spends roughly 20% of their time and receives customary insurance compensation, a conflict the firm says it mitigates through disclosures and its fiduciary duty. The firm also requires use of a single custodian (Schwab) and describes receipt of research, technology, and practice‑support services from that custodian, and it maintains a stated account minimum of $500,000 while reporting no managed assets—features that differ from many peers in the investment‑manager category.
Client services
Expertise
Fee options
Flat fee of $2,000 (not to exceed 2% of assets under management)
Account minimum: $500,000 (may be lowered or waived in certain instances)
Main office
Centennial CO
Advisors at this office
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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