Lake Oswego, OR Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Orca Investment Management, LLC
Team
Firm-wide stats for Orca Investment Management, LLC
About
Orca Investment Management provides discretionary portfolio management and related advisory services to individuals (including high-net-worth clients), retirement plans, businesses, trusts, estates and charitable organizations. The firm manages about $212 million for roughly 359 client accounts and delivers tailored strategies that range from conservative capital preservation to equity‑centric growth approaches.
Orca employs a mix of fundamental, technical, charting and cyclical analysis and uses diversification, allocation and periodic rebalancing to implement strategies such as capital appreciation, dividend income, fixed‑income preservation, balanced portfolios and a mutual fund strategy for smaller accounts. The firm typically charges negotiable asset‑based fees and structures portfolios for mostly long‑term holdings while retaining the ability to trade tactically when fundamentals or price targets change.
What distinguishes Orca from many peers is its corporate ownership and related affiliations: Orca became a wholly owned subsidiary of Paulson Capital Holding Company effective January 1, 2024, and Paulson also owns Paulson Investment Company, LLC (a registered broker‑dealer) and Paulson General Insurance Services, LLC (an insurance agency), creating referral and affiliation relationships disclosed in the brochure. The firm also traces its advisory heritage to prior acquisitions of KLD Investment Management (acquired 2009) and Bane Barham & Holloway Assets Management (acquired 2013), and it discloses participation in institutional custody programs and informal soft‑dollar arrangements that can result in receipt of broker‑provided research and services.
Based on Orca Investment Management, LLC
Expertise
Based on Orca Investment Management, LLC
Location
6 Centerpointe Drive, Suite 300
Lake Oswego OR 97035
Advisors at this office
4
Advisors at this office
William B
Series 65
Lake Oswego, OR
Orca Investment Management, LLC
William Barham is a financial advisor at Orca Investment Management, LLC with 56 years of industry experience. He holds a Series 65 designation and has been with Orca in its various forms since 2013. Orca Investment Management is an SEC-registered adviser serving individuals, 401(k) plans, businesses, trusts, estates, and charitable organizations. The firm manages approximately $183.4 million in client assets and employs a range of equity-centric and fixed-income strategies, combining fundamental, technical, and cyclical analysis to tailor portfolios from capital preservation to aggressive growth.
Roger T
Series 65
Lake Oswego, OR
Orca Investment Management, LLC
Roger Thomas is a Series 65-licensed financial advisor with Orca Investment Management, LLC in Lake Oswego, OR, where he has worked since 2010. He has 20 years of industry experience. Orca Investment Management is an SEC-registered investment adviser serving individuals, 401(k) plans, businesses, trusts, estates, and charitable organizations. The firm manages approximately $183.4 million in client assets, employing a range of equity-centric and fixed-income strategies tailored to diverse investment objectives, and monitors accounts regularly to manage risk and position size.
Shawn W
Series 63, Series 65
Lake Oswego, OR
Orca Investment Management, LLC
Shawn Willard is a financial advisor at Orca Investment Management, LLC with 18 years of industry experience. He holds Series 63 and Series 65 designations and has been with Orca Investment Management in various capacities since 2009. Prior to his current role, he was involved with Eastside Distilling, Inc in 2019. Orca Investment Management is an SEC-registered adviser serving individuals, 401(k) plans, businesses, trusts, estates, and charitable organizations. The firm employs a range of investment strategies including equity-centric, dividend, legacy GARP, fixed-income preservation, balanced, and mutual-fund approaches, managing approximately $183.4 million in client assets as of year-end 2024.
Harry S
Series 63, Series 65
Lake Oswego, OR
Orca Investment Management, LLC
Harry Striplin is a financial advisor at Orca Investment Management, LLC with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Paulson Investment Advisors, LLC, Paulson Investment Company, LLC, and Umpqua Investments, Inc. Outside of advising, he co-owns an engraving business operated with his wife and serves as a FINRA-appointed arbitrator on an as-needed basis. Orca Investment Management is an SEC-registered adviser serving individuals, 401(k) plans, trusts, estates, and charitable organizations. The firm employs a combination of fundamental, technical, and cyclical analysis to manage a range of equity-centric and fixed-income strategies tailored to client objectives from capital preservation to aggressive growth.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)