Oregon Financial Products & Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides portfolio management for individual clients through designated Charles Schwab accounts, charging asset‑based fees and reporting about $14.2 million in assets under management. It serves roughly 75 clients across 157 Schwab accounts and provides annual statements of values and performance as well as ongoing client access for questions and updates.
Its investment approach emphasizes diversification and generally uses exchange‑traded mutual funds, while explicitly incorporating trend‑based sector timing as part of its market‑timing strategy. The firm may be granted limited discretionary authority via a trading authorization letter to implement security selection, rebalancing and holding‑period guidance, and conducts annual reviews with clients.
Noteworthy distinctions include the adviser’s ongoing insurance‑agency activities and tax‑preparation services: the adviser is a licensed life and health insurance agent and licensed tax consultant and may receive commissions from insurance sales (disclosed to clients), which is atypical for peers. The brochure also discloses a 2023 regulatory administrative penalty and the use of market‑timing techniques, both relatively uncommon among independent advisers.
Client services
Expertise
Fee options
$0 - $100,000: 1% per year More than $100,000 (household)+: No Additional Fee
May receive commissions from sale of life and/or health insurance products
Fee-only: Fee only for assets under management
Main office
5741 NE Glisan St., Ste. 1
Portland OR 97213-3793
Advisors at this office
1
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Advisors at this firm
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