Colorado Springs, CO Vindicator Dr Office

Team
Updated today
Osaic Advisory Services, LLC logo

Osaic Advisory Services, LLC

Enterprise

Firm-wide stats for Osaic Advisory Services, LLC

Total advisors

338

Across 159 offices

Clients per advisor

87 High

Avg AUM per client

$508,486 Typical

HNW client ratio

13% Typical

About

Osaic Advisory Services, LLC is an SEC‑registered investment adviser that serves a wide range of clients, including individuals (including high‑net‑worth clients), pension and profit‑sharing plans, corporations, trusts, charitable organizations, and state and municipal entities. The firm offers investment management, financial planning, retirement plan consulting, third‑party manager selection and oversight, and related services such as annuity sub‑account management, donor‑advised fund advisory, and lending solutions.

Advisory services are delivered through multiple program models — including advisor‑managed Counsel and Ally programs (wrap and non‑wrap), the Partner third‑party consulting program, and plan participant retirement offerings — with custody and execution primarily arranged through Schwab and Fidelity. Portfolios are built and monitored by advisory representatives using a mix of proprietary guidance and third‑party platforms and managers (for example, Envestnet and Ladenburg Thalmann Asset Management), and clients may impose reasonable written investment restrictions and receive periodic account reviews.

Distinctive elements disclosed in the firm’s brochure include reported relationships with sovereign wealth funds, expanded access to alternative investments via the CAIS platform (including disclosed platform compensation), and affiliated capabilities through Osaic Wealth, Ladenburg entities, Premier Trust and a CapitalHub lending marketplace. The firm’s complex ownership and platform arrangements — including Reverence Capital Partners’ indirect interests and various revenue‑sharing and referral arrangements — are noted in its disclosures and managed through supervisory procedures and client disclosure.

Based on Osaic Advisory Services, LLC

Expertise

Annuities

Based on Osaic Advisory Services, LLC

Location

1910 Vindicator Dr, Suite 104

Colorado Springs CO 80919

Advisors at this office

6

Advisors at this office

user avatar

Joseph S

CFP®, Series 66

Colorado Springs, CO

Osaic Advisory Services, LLC

Joseph Strike is a CFP® professional with 21 years of industry experience. He is currently with Osaic Advisory Services, LLC and has prior experience at Ameriprise Financial Services, Triad Advisors, and Securities America. Outside of his advisory role, he supports financial budgeting and strategic decision-making at Growth Partnership LLC, serves as a leadership member of Life Well Lived Financial Group, and assists with marketing efforts for a financial book. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving a broad client base including individuals, pension plans, corporations, and charitable organizations. The firm offers diverse advisory programs and integrates proprietary and third-party platforms to provide investment management, financial planning, and related financial services.

Annuities
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Eddie V

Series 66

Colorado Springs, CO

Osaic Advisory Services, LLC

Eddie Vigil is a financial advisor with Osaic Advisory Services, LLC in Colorado Springs, CO, holding a Series 66 license and three years of industry experience. He has previously worked with Money Concepts Capital Corp and Thrivent Financial. Outside of advising, Vigil serves as pastor at Bradley Road Baptist Church and is president of The Givers Network, a nonprofit organization. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving individuals, pension plans, corporations, trusts, charitable organizations, and state and municipal entities. The firm offers a range of investment management and consulting services delivered through multiple program models, utilizing proprietary and third-party platforms to build and monitor client portfolios.

Annuities

Randy K

Series 66

Colorado Springs, CO

Osaic Advisory Services, LLC

Randy Kruse is a financial advisor with Osaic Advisory Services, LLC, holding a Series 66 designation and four years of industry experience. He previously worked at Edward Jones for four years and has experience in various roles outside finance, including positions at Bon Appetit Management Company and companies in the metal roof and electrical systems industries. Osaic Advisory Services is an SEC-registered investment adviser serving a broad client base that includes individuals, pension plans, corporations, and charitable organizations. The firm provides investment management, financial planning, retirement plan consulting, and related services, utilizing multiple program models and third-party platforms to build and monitor client portfolios.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Wealth management Real estate investing Founder/Business Owner
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Charles M

CFP®, Series 63

Colorado Springs, CO

Osaic Advisory Services, LLC

Charles Maher Jr. is a CFP® with 40 years of industry experience, currently affiliated with Osaic Advisory Services, LLC. His career includes roles at Wilbanks Securities Advisory, Cabot Lodge Securities LLC, and Visions, Inc. Outside the advisory business, he serves as president of Colorado Financial Network, Inc., managing business expenses and corporate accounting. Osaic Advisory Services, LLC serves a diverse client base including individuals, pension plans, corporations, and nonprofits. The firm offers a range of investment and consulting services through multiple program models, utilizing both proprietary and third-party platforms for portfolio management.

Annuities
user avatar

Roberta D

CFP®, ChFC®, Series 66

Colorado Springs, CO

Osaic Advisory Services, LLC

Roberta Daugherty is a financial advisor at Osaic Advisory Services, LLC with 24 years of industry experience. She holds CFP® and ChFC® designations, along with a Series 66 license. Her previous roles include nearly two decades at Ameriprise Financial Services, Inc. and more recent positions with Triad Advisors and Triad Hybrid Solutions. She is involved in team financial planning practice Life Well Lived Financial Group and is a shareholder in Growth Partnership LLC. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving a diverse client base that includes individuals, pension plans, corporations, trusts, and nonprofit organizations. The firm offers a broad range of services, including investment management, financial planning, retirement plan consulting, and third-party manager oversight, utilizing multiple program models and a mix of proprietary and third-party platforms.

Annuities
user avatar

Kimberly C

Series 66

Colorado Springs, CO

Osaic Advisory Services, LLC

Kimberly Cavaliere is a financial advisor with Osaic Advisory Services, LLC, holding a Series 66 designation and 20 years of industry experience. She previously worked at Ameriprise for 13 years before joining Osaic and its affiliated firms in 2024. Outside of her advisory role, she manages operations and client services for Life Well Lived Financial Group in Colorado Springs. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving a diverse client base, including individuals, pension plans, corporations, trusts, and charitable organizations. The firm provides investment management, financial planning, retirement plan consulting, and related services through various program models and utilizes multiple custodians and third-party platforms.

Annuities
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