Springfield, OR Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Osaic Advisory Services, LLC
Enterprise
Firm-wide stats for Osaic Advisory Services, LLC
About
Osaic Advisory Services, LLC is an SEC‑registered investment adviser that serves a wide range of clients, including individuals (including high‑net‑worth clients), pension and profit‑sharing plans, corporations, trusts, charitable organizations, and state and municipal entities. The firm offers investment management, financial planning, retirement plan consulting, third‑party manager selection and oversight, and related services such as annuity sub‑account management, donor‑advised fund advisory, and lending solutions.
Advisory services are delivered through multiple program models — including advisor‑managed Counsel and Ally programs (wrap and non‑wrap), the Partner third‑party consulting program, and plan participant retirement offerings — with custody and execution primarily arranged through Schwab and Fidelity. Portfolios are built and monitored by advisory representatives using a mix of proprietary guidance and third‑party platforms and managers (for example, Envestnet and Ladenburg Thalmann Asset Management), and clients may impose reasonable written investment restrictions and receive periodic account reviews.
Distinctive elements disclosed in the firm’s brochure include reported relationships with sovereign wealth funds, expanded access to alternative investments via the CAIS platform (including disclosed platform compensation), and affiliated capabilities through Osaic Wealth, Ladenburg entities, Premier Trust and a CapitalHub lending marketplace. The firm’s complex ownership and platform arrangements — including Reverence Capital Partners’ indirect interests and various revenue‑sharing and referral arrangements — are noted in its disclosures and managed through supervisory procedures and client disclosure.
Based on Osaic Advisory Services, LLC
Location
655 A Street, Suite D
Springfield OR 97478
Advisors at this office
3
Advisors at this office
Malakai G
Series 66
Springfield, OR
Osaic Advisory Services, LLC
Malakai Gaines is a financial advisor at Osaic Advisory Services, LLC, holding a Series 66 designation with one year of industry experience. Before joining Osaic in 2025, he studied at Arizona State University and worked at Cascade Distribution. Osaic Advisory Services is an SEC-registered investment adviser serving a diverse client base, including individuals, pension plans, corporations, trusts, and charitable organizations. The firm provides various advisory services through multiple program models, incorporating both proprietary and third-party platforms for portfolio management.
Adriel G
Series 63, Series 65
Springfield, OR
Osaic Advisory Services, LLC
Adriel Gaines is a financial advisor at Osaic Advisory Services, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked with Arbor Point Advisors, Securities America, KMS Financial Services, and Cetera Advisors. Gaines is also president of A. Gaines Financial, where he manages life, health, and long-term care insurance services. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving individuals, retirement plans, corporations, trusts, charitable organizations, and public entities. The firm offers a range of investment management and consulting services delivered through multiple program models and utilizes both proprietary and third-party platforms to build and monitor client portfolios.
Mervyn G
Series 66
Springfield, OR
Osaic Advisory Services, LLC
Mervyn Garcia is a financial advisor with Osaic Advisory Services, LLC, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Arbor Point Advisors, Securities America, Inc., and SELCO Community Credit Union. In addition to financial advising, he is licensed to sell life insurance through Gallagher Insurance. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving a broad client base including individuals, pension plans, corporations, and charitable organizations. The firm offers a range of services such as investment management, financial planning, and retirement plan consulting, utilizing multiple program models and a combination of proprietary and third-party platforms.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)