Phoenix, AZ E. Van Buren St Office

Mathew Ofman is a financial advisor at OSAIC Institutions, Inc. with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at firms including Alerus, Wells Fargo Clearing, Comerica Bank, Equitable Home Mortgage, and Bank of America. Mathew is based in Phoenix, AZ. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a large network of investment adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, operating with a hybrid adviser/broker-dealer structure and a model that supports both discretionary and non-discretionary accounts.

Stanton Shields is a financial advisor with OSAIC Institutions, Inc. in Phoenix, AZ, holding a Series 66 designation and 10 years of industry experience. His prior roles include positions at Infinex Investments, Inc., Alerus, Bank of America, N.A., and Merrill. Shields also serves as a wealth management advisor at Alerus. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm combines advisory and broker-dealer functions, offering customized services, access to alternative investments, and a lending marketplace, while allowing clients discretion over account management.