Springfield, IL E. Capitol Ave Office

Team
Updated today

Client AUM

$4,877,438,185

Clients

15,798

Advisors

5

Of 543 advisors across 352 offices

Location

322 E. Capitol Ave

Springfield IL 62701

Advisors at this office

5

Advisors at this office

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Christopher P

CFP®, PFS™, Series 66

Springfield, IL

OSAIC Institutions, INC.

Christopher Parks is a CFP®, PFS™, and holds a Series 66 license with 21 years of industry experience. He is affiliated with OSAIC Institutions, INC. and has worked at Infinex Investments, Inc. and Illinois National Bank, where he serves as Senior Vice President. Parks also holds the position of Vice President and board member of the Chatham Police Pension Fund and provides financial management guidance to St. Joseph's Church in Chatham, IL. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating under a hybrid adviser/broker-dealer model combining discretionary and non-discretionary management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Christopher K

Series 66

Springfield, IL

OSAIC Institutions, INC.

Christopher Karrick is a financial advisor at OSAIC Institutions, Inc. with five years of industry experience. He holds a Series 66 designation and has worked at INB since 2019 and US Bank from 2016 to 2019. Outside of finance, he works as a server at The Garden restaurant in New Berlin, Illinois. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Lori J

Series 66

Springfield, IL

OSAIC Institutions, INC.

Lori Johnson is a financial advisor with OSAIC Institutions, Inc. in Springfield, IL, holding a Series 66 designation and seven years of industry experience. Her career includes roles at INB, Infinex Investments, Hilltop Securities Independent Network Inc., National General Management, Stancorp Inc., and Standard Mutual Insurance Co. Outside of her advisory work, she serves on the stewardship and finance committee of Trinity Lutheran Church, providing budgeting and accounting guidance without compensation. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services through customized engagements. The firm’s network of investment adviser representatives utilizes a combination of fundamental and technical analysis and provides access to alternative investments and lending options, with a notable emphasis on non-discretionary assets.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Patrick P

Series 63, Series 65

Springfield, IL

OSAIC Institutions, INC.

Patrick Phalen is a financial advisor at OSAIC Institutions, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at Infinex Investments, Inc., SWS Financial Services, and Illinois National Bank. At Illinois National Bank, he serves as Senior Vice President and Manager of the Trust Department, as well as President and CEO of the bank’s holding company. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering advisory and brokerage services through customized engagements, financial planning, ERISA plan services, and access to alternative investments. The firm’s advisory approach includes a mix of fundamental and technical analysis, and it operates with a notable emphasis on non-discretionary assets.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Amy B

Series 66

Springfield, IL

OSAIC Institutions, INC.

Amy Barnes is a financial advisor at OSAIC Institutions, INC. with 12 years of industry experience. She holds a Series 66 designation and has worked at Illinois National Bank and Infinex Investments since 2019, with prior experience at U.S. Bancorp Investments. Outside of her advisory role, Barnes is an independent distributor of personal care products through SeneGence International and runs a financial coaching practice as a Ramsey Solutions Master Financial Coach. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, providing a range of advisory and brokerage services through customized engagements and access to alternative investments. The firm primarily delivers advice through a network of investment adviser representatives who offer both advisory and brokerage solutions using fundamental and technical analysis, asset allocation, and third-party due diligence.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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