Addison, TX Midway Road Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Location
14135 Midway Road, Suite G 110
Addison TX 75001
Advisors at this office
3
Advisors at this office
Frances G
CFP®, Series 63
Addison, TX
OSAIC
Frances Gardner is a CFP® professional with 34 years of experience in the financial industry. She currently works at Osaic Wealth and previously spent 20 years at Hornor Townsend & Kent, followed by seven years with Kestra Advisory and Kestra Investment Services. Outside of her advisory role, she is involved with Gardner Wallace Financial Solutions LLC, focusing on insurance and investment advisory services. Osaic Wealth serves a diverse client base including individual, high-net-worth, institutional, and charitable investors through a broad network of advisors and advisory platforms. The firm offers integrated brokerage and investment advisory services, using advanced asset allocation tools and multiple third-party solutions to construct diversified portfolios.
Patrick W
ChFC®, Series 63
Addison, TX
OSAIC
Patrick Wallace is a financial advisor with Osaic Wealth, Inc. He holds the ChFC® designation and the Series 63 license, and has 19 years of industry experience. Prior to joining Osaic in 2026, he worked at Kestra Advisory and Kestra Investment Services from 2019 to 2026, and at Penn Mutual Life Insurance Company since 2006. He also teaches financial planning classes at corporations and municipalities through Gardner Wallace Financial Solutions, where he is a partner and financial planner. Osaic Wealth, Inc. serves a diverse client base including individual investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and advisory services, employing asset-allocation tools, risk-tolerance assessments, and automated rebalancing to manage portfolios that can include a variety of investment types on both discretionary and non-discretionary bases.
Andrew G
CFP®, Series 63
Addison, TX
OSAIC
Andrew Gardner is a CFP® professional with 17 years of industry experience, currently affiliated with OSAIC Wealth. His prior experience includes over a decade at Hornor Townsend & Kent Inc and seven years at Kestra Advisory and Kestra Investment Services. Gardner is a partner and financial planner at Gardner Wallace Financial Solutions, where he teaches financial literacy classes for corporations and municipalities. OSAIC Wealth serves a diverse clientele including individual, high-net-worth, institutional, corporate, and charitable clients through a large network of advisers and advisory platforms. The firm uses a range of investment tools and offers integrated brokerage, advisory, and financial planning services.
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