Amarillo, TX S Madison St Office

Team
Updated today
OSAIC logo

OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,830

Across 3,558 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.

The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.

What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.

Based on OSAIC

Expertise

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Based on OSAIC

Occupation focus

Founder/Business Owner Executive

Based on OSAIC

Location

804 S Madison St

Amarillo TX 79101

Advisors at this office

7

Advisors at this office

user avatar

Charles C

Series 63, Series 65

Amarillo, TX

OSAIC

Charles Cunningham is a financial advisor at OSAIC with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at OSAIC since 2024. He has also been involved with Navigation Financial Group of Amarillo, Odyssey One Source, and Securities America over the course of his career. Outside of advisory roles, he is active as an insurance agent specializing in annuities and term life insurance. OSAIC serves a diverse client base including individual, high-net-worth, institutional, and charitable clients through a large network of affiliated advisors and multiple platforms. The firm offers integrated brokerage and advisory services, utilizes firm-provided portfolio construction tools, and supports a range of investment strategies with both discretionary and non-discretionary account management options.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Michael S

Series 66

Amarillo, TX

OSAIC

Michael Seymour is a financial advisor with OSAIC based in Amarillo, TX, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at Securities America Advisors, Morgan Stanley, and Morgan Stanley Private Bank. In addition to advisory work, Seymour is involved in insurance sales, serving as an agent and owner within several insurance groups. OSAIC serves a diverse client base including individual investors, high-net-worth clients, pension plans, corporations, and charities through a large network of affiliated advisors and advisory platforms. The firm offers integrated brokerage and advisory services, employing asset-allocation tools and risk-based portfolio construction with access to various third-party managed account solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Johnny M

Series 66

Amarillo, TX

OSAIC

Johnny Moore is a financial advisor with OSAIC based in Amarillo, TX, holding the Series 66 designation and 27 years of industry experience. His background includes roles at Navigation Financial Group of Amarillo LLC and Securities America Advisors, Inc., among others. Moore serves as a board member of the Ronald McDonald House of Amarillo and manages a family LLC investing in oil and gas working interests and residential real estate development. OSAIC serves a diverse client base including individual, high-net-worth, institutional, and charitable investors through a broad network of affiliated advisers and advisory platforms. The firm offers integrated brokerage and advisory services utilizing firm-provided tools for portfolio construction, with access to multiple investment vehicles and third-party money managers.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Scott D

Series 63, Series 65

Amarillo, TX

OSAIC

Scott Dickerson is a financial advisor at OSAIC with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has worked with Securities America Advisors, Inc. and in his own advisory practice since 2003. Outside of advising, he is involved in identity theft protection services, recommending vetted providers to clients, and owns an LLC related to investments in oil and gas interests and hard assets. OSAIC Wealth, Inc. serves a diverse client base including individual, high-net-worth, institutional, and charitable investors through a broad network of advisers and platforms. The firm employs a variety of portfolio construction tools and offers integrated brokerage and advisory services, including access to third-party money managers and managed account solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Carmella N

CFP®, Series 63, Series 65

Amarillo, TX

OSAIC

Carmella Nodine is a CFP® professional with 19 years of industry experience, currently affiliated with OSAIC. She has held roles at Securities America Advisors and Planmember Securities Corporation among others. Outside of financial advising, she is a Zumba fitness instructor at Amarillo Town Club. OSAIC serves a diverse range of retail and institutional clients through a large network of affiliated advisers and offers integrated brokerage and advisory services, retirement plan consulting, and access to third-party money managers and wrap programs.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Jeffrey C

Series 66

Amarillo, TX

OSAIC

Jeffrey Chado is a financial advisor with OSAIC based in Amarillo, Texas, holding a Series 66 designation and 13 years of industry experience. He previously worked at Securities America Advisors and Securities America Inc for over a decade before joining OSAIC. Outside of his advisory role, he owns and operates agricultural and oil and gas ventures, including a farm and ranch and an exploration business. OSAIC serves a diverse client base including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations, offering integrated brokerage and advisory services through a large network of affiliated advisors and multiple platforms. The firm employs asset-allocation tools, risk assessments, and automated rebalancing to manage portfolios that include a range of investment products.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Chris G

Series 66

Amarillo, TX

OSAIC

Chris Gilbert is a financial advisor with OSAIC, holding a Series 66 designation and 10 years of industry experience. His prior roles include positions at Securities America Advisors and Edward Jones. Outside of his advisory work, he serves as a board member and Vice President of the Coors Ranch Rodeo, assisting with event planning and community engagement, and owns a business that restores and sells cowboy hats. OSAIC serves a diverse client base, including retail and institutional investors, offering integrated brokerage and advisory services with a range of investment solutions supported by advanced portfolio construction tools.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
View complete list of advisors at this office
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