Atlanta, GA Windy Ridge Parkway Office

William Newbury is a financial advisor with OSAIC in Atlanta, GA, holding a Series 66 designation and 14 years of industry experience. He has worked at Sagepoint Financial and various insurance carriers with W&R Insurance Agencies since 2012, and has operated his own practice, William Glen Newbury, since 2011. OSAIC serves a diverse client base including individual investors, retirement plans, charities, and corporations through a multi-advisor platform offering brokerage and advisory services. The firm utilizes a model-based investment process focused on asset allocation and portfolio optimization, supported by various managed account options and third-party managers.

James Lam is a financial advisor with OSAIC in Atlanta, GA, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. Prior to joining OSAIC in 2023, he worked for 19 years at FSC Securities Corporation. OSAIC serves a diverse group of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including comprehensive financial planning and managed portfolios. The firm emphasizes model-based asset allocation and portfolio optimization and operates a complex network of affiliated broker-dealers, asset managers, and other entities.

Timothy O'Brien is a financial advisor at OSAIC with 11 years of industry experience. He holds Series 66 and Series 63 licenses and has worked previously at Morgan Stanley and E*TRADE in various roles. He is based in Atlanta, GA. OSAIC serves a wide range of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including financial planning, portfolio management, and retirement plan consulting. The firm’s investment approach centers on model-based asset allocation and portfolio optimization, supported by risk assessment tools and access to third-party managers and proprietary investment models.

Gloria Koester is a financial advisor at OSAIC with 25 years of industry experience. She holds a Series 66 designation and has worked at OSAIC since 2024. Her prior work includes over 20 years at Nettuno & Associates Inc. and 16 years at FSC Securities Corporation. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering a range of brokerage and advisory services. The firm utilizes a model-based investment approach with tools like asset allocation optimization and risk-tolerance assessments, supporting multiple program types and third-party manager options.

Sean Dunn is a financial advisor at OSAIC in Atlanta, GA, holding a Series 66 designation and bringing eight years of industry experience. Prior to joining OSAIC in 2026, he spent eight years at Edward Jones and fourteen years at Lockheed Martin Aeronautics Corporation, where he worked as a project lead for avionics hardware test labs on aircraft such as the C-130J and LM-100J. OSAIC serves a wide range of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including financial planning and retirement plan consulting. The firm utilizes model-based asset allocation and portfolio optimization tools and supports discretionary and managed account strategies, distinguishing itself by its scale, complex affiliate network, and recent consolidation activity.

Joseph Catalfano is a financial advisor at OSAIC based in Atlanta, GA, with 38 years of industry experience. He holds the Series 63 and Series 66 designations and has previously worked at FSC Securities Corporation and SagePoint Financial. Outside of finance, he has been involved with La Familia Hair Salon since 2008. OSAIC serves a wide range of retail and institutional clients through a multi-advisor platform, offering brokerage and advisory services including comprehensive financial planning, portfolio management, and retirement plan consulting. The firm employs a model-based investment process with various strategies and third-party manager options, and is notable for its scale, complex affiliate network, and recent consolidation activity.

Michael Kennedy is a financial advisor with OSAIC in Atlanta, GA, holding a Series 63 designation and 31 years of industry experience. His career includes roles at Royal Alliance Associates, Signator Investors, and Life Investors. OSAIC serves a diverse client base including individual investors, retirement plans, charities, and corporations, offering brokerage and advisory services through a multi-advisor platform. The firm’s investment process focuses on model-based asset allocation and portfolio optimization, supported by various tools and multiple program options.