Austin, TX West Courtyard Dr Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.
The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.
Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.
Based on OSAIC
Location
6101 West Courtyard Dr, Bldg 3 Ste 125
Austin TX 78730
Advisors at this office
3
Advisors at this office
Geoffrey K
Series 66
Austin, TX
OSAIC
Geoffrey Koepp is a financial advisor with Osaic Wealth based in Austin, TX, holding a Series 66 designation and bringing 21 years of industry experience. His prior work includes 15 years at Woodbury Financial Services and four years at Ameriprise. Outside his advisory role, he is involved in insurance sales and services and serves as a financial advisor with several related consulting and insurance businesses. He is also a member of the Bastrop Chamber of Commerce. Osaic Wealth serves a diverse client base including retail investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm offers a range of brokerage and advisory services with an investment approach that incorporates model-based asset allocation, portfolio optimization, and a variety of managed account solutions.
Todd L
Series 63, Series 65
Austin, TX
OSAIC
Todd Lively is a financial advisor at OSAIC with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Fortis Investors, Inc. since 1993. Outside of his advisory role, he is president of Southwest Business Consultants, Inc., a firm specializing in tax compliance, consulting, and litigation support. OSAIC Wealth serves a diverse group of clients including individual investors, retirement plan sponsors, charities, and corporate entities. The firm offers a range of brokerage and advisory services supported by a model-based investment process and operates through a multi-advisor platform that integrates various affiliated entities and third-party managers.
Hunter L
Series 66
Austin, TX
OSAIC
Hunter Lively is a financial advisor at OSAIC in Austin, TX, with one year of industry experience. He holds the Series 66 designation and has worked at firms including Grant Thornton LLC and Southwest Business Consultants. OSAIC Wealth serves a diverse client base that includes individual investors, retirement plan sponsors, charities, and corporate clients. The firm provides a range of brokerage and advisory services, utilizing model-based asset allocation and portfolio optimization within a multi-advisor platform.
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