Bad Axe, MI North Van Dyke Road Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Expertise
Based on OSAIC
Location
1165 North Van Dyke Road
Bad Axe MI 48413
Advisors at this office
3
Advisors at this office
Dale Y
Series 63, Series 66
Bad Axe, MI
OSAIC
Dale Yoder is a financial advisor at OSAIC with 20 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at FSC Securities Corporation and Lake Huron Financial. Yoder is also involved in nonprofit and community activities, serving as an elder at Pigeon River Mennonite Church and a board member of Rosedale International. OSAIC serves a diverse range of clients, including individual investors, pension plans, corporations, and charitable organizations, offering a broad array of brokerage and advisory services supported by various asset-allocation tools and third-party investment platforms.
Matthew B
Series 66
Bad Axe, MI
OSAIC
Matthew Brickel is a financial advisor at Osaic with one year of industry experience. He holds a Series 66 designation and previously worked at Northstar Bank for 19 years. Outside of his advisory role, he is a registered assistant at Lake Huron Financial, where he supports securities trading under supervision. Osaic Wealth, Inc. serves a diverse range of retail and institutional clients through a large network of advisers and offers integrated brokerage, investment advisory services, and access to third-party money managers. The firm employs various asset-allocation tools and automated portfolio management techniques and operates a complex corporate structure with multiple platform arrangements and private-equity ownership.
Alexander S
Series 66
Bad Axe, MI
OSAIC
Alexander Smith is a financial advisor with OSAIC, holding a Series 66 designation and four years of industry experience. His prior work includes roles at Fsc and Booms Construction, as well as eight years at Zuni Christian Mission School. Outside of advising, he serves on the finance committee of the Huron County Community Foundation and acts as a notary public in Michigan. OSAIC serves a diverse client base including individuals, institutions, and charitable organizations, offering brokerage and advisory services supported by various investment platforms and tools to construct portfolios across multiple asset classes.
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