Brooklyn, NY Bay 16th Street Office

Rosalie Maiorano is a financial advisor at Osaic with 27 years of industry experience. She holds Series 63 and Series 65 credentials and has been associated with Royal Alliance Associates since 2005. In addition to her advisory role, she operates tax preparation services through her sole proprietorships, including RVM Tax Services and Maiorano & Associates, Inc. Osaic Wealth, Inc. serves a diverse range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services, financial planning, and access to multiple investment platforms and third-party managers. The firm employs asset-allocation tools and portfolio management techniques across a broad spectrum of investment products.

Michael Lapaglia is a financial advisor with OSAIC in Brooklyn, NY, holding Series 63 and Series 66 licenses and 11 years of industry experience. His prior roles include positions at Crump Insurance Services and Mid Island Mortgage Corp., where he provides mortgage financing. He also assists with tax return preparation at Maiorano & Associates, Inc. OSAIC serves a wide range of retail and institutional clients through an extensive network of advisors and platforms, offering brokerage, advisory, and retirement plan consulting services. The firm employs asset-allocation tools and third-party solutions to manage diversified portfolios across various investment types.

William Gunderson is a financial advisor with OSAIC in Brooklyn, NY, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Royal Alliance Associates and Maiorano & Associates. In addition to advisory services, he operates a sole proprietorship as an insurance agent selling fixed insurance products and works as an accountant preparing tax returns. OSAIC serves a diverse client base including individual investors, institutions, and charitable organizations through a large network of advisers and multiple advisory platforms. The firm offers integrated brokerage and advisory services with a variety of portfolio management tools and access to third-party managers.

Gerald Marino is a financial advisor with Osaic Wealth, Inc., holding a Series 66 designation and 15 years of industry experience. He has been associated with Royal Alliance Associates since 2011. Outside of advising, Marino works as a tax preparer for Maiorano & Associates, Inc., preparing individual tax returns. Osaic Wealth, Inc. serves a diverse range of retail and institutional clients through a large network of affiliated advisers. The firm offers integrated brokerage and advisory services, using asset-allocation tools and multiple advisory platforms to manage portfolios that include stocks, bonds, mutual funds, ETFs, and alternative investments.

Matthew Reichert is a financial advisor at OSAIC with 22 years of industry experience. He holds a Series 66 designation and has been with OSAIC since 2004. In addition to his advisory role, Reichert prepares tax returns through a separate tax preparation business. OSAIC serves a diverse range of clients including individual and high-net-worth investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisers. The firm offers integrated brokerage and advisory services, financial planning, and access to multiple managed account solutions, employing asset-allocation tools and automated portfolio rebalancing.

Anthony Esposito is a financial advisor with OSAIC, holding a Series 66 designation and three years of industry experience. He has worked at Royal Alliance Associates, Inc. since 2022 and previously held roles at Maiorano & Associates Inc as well as teaching positions at Queens College and The University of Mississippi. Outside of his advising duties, Esposito performed data entry for tax preparation at Maiorano & Associates Inc. OSAIC serves a diverse range of clients including individual and high-net-worth investors, pension plans, corporations, and charitable organizations through a broad network of affiliated advisers. The firm offers integrated brokerage and advisory services with a focus on portfolio construction using asset-allocation tools and a variety of investment vehicles, managing accounts on both discretionary and non-discretionary bases.

William Hellmers II is a financial advisor with OSAIC based in Brooklyn, NY. He holds Series 63 and Series 65 credentials and has 42 years of industry experience. He has worked at Royal Alliance Associates, Inc. since 2002. Outside of his advisory role, he is involved in tax preparation through Maiorano & Associates, Inc. OSAIC serves a diverse client base including individuals, high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of brokerage and advisory services, utilizing asset-allocation tools and third-party platforms to manage portfolios with stocks, bonds, mutual funds, ETFs, and alternative investments.

Samuel Hathaway III is a financial advisor at OSAIC with a Series 66 designation and one year of industry experience. He also has experience with Maiorano & Associates, Inc. since 2022 and has been involved with Trackside Dining LLC since 2017. OSAIC Wealth, Inc. serves a broad mix of retail and institutional clients, offering integrated brokerage and investment advisory services through a large network of affiliated advisers and multiple platforms. The firm employs asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to construct diversified portfolios that include a variety of investment types.

Anna Maiorano is a financial advisor at OSAIC in Brooklyn, NY, holding the Series 66 designation. She has experience working at various organizations including Maiorano & Associates, Inc., Consolidated Edison of NY, and the Metropolitan Transportation Authority. Maiorano has been with OSAIC since 2024. OSAIC serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm offers a range of integrated financial services and employs various tools and platforms to construct and manage portfolios across multiple asset classes.

John Bolobanic is a financial advisor at OSAIC with 18 years of industry experience. He holds a Series 66 designation and has concurrently been involved with Maiorano & Associates, Inc. since 2008, where he provides tax preparation services. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services alongside various managed account solutions and access to third-party money managers.

Angel Luca is a financial advisor at OSAIC with 19 years of industry experience. He holds the Series 66 designation and has been associated with Sound Asset Management, Inc., Royal Alliance Associates, and Maiorano & Associates, Inc. since 2006. Outside of his advisory work, he owns a non-investment related business. OSAIC serves a diverse range of clients, including individual, high-net-worth, pension, corporate, and charitable investors. The firm provides integrated brokerage and advisory services along with access to multiple platforms, utilizing asset-allocation tools, risk assessments, and automated rebalancing to manage portfolios across various asset classes.

Serafino Maiorano is a financial advisor with OSAIC, holding Series 63 and Series 65 credentials and bringing 35 years of industry experience. He has been with OSAIC since 2002. Outside of his advisory role, he owns a tax preparation business that provides seasonal state and federal tax services. OSAIC serves a broad mix of retail and institutional clients, offering brokerage and investment advisory services, financial planning, retirement plan consulting, and access to third-party money managers. The firm employs asset-allocation tools and automated rebalancing to construct portfolios across various asset classes for discretionary or non-discretionary management.