Charlotte, NC Arlington Ave Office

William Wilmer Jr. is a financial advisor at OSAIC with 45 years of industry experience. He holds the ChFC® and Series 63 designations and has worked at OSAIC since 2018, following a two-year tenure at Signator Investors, Inc. In addition to his advisory role, he owns a fixed insurance sales business operated as a sole proprietorship. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement consulting, and access to third-party money managers, employing various asset-allocation tools and portfolio management strategies.

Stephen Grice is a CFP® with 39 years of industry experience, currently serving as a financial advisor at OSAIC since 2018. He previously worked at Signator Investors, Inc. and has been involved with Furman Insurance Agency since 1988. Grice holds officer roles in a fixed insurance sales and consulting S Corp and serves on the board of a nonprofit insurance wholesaler focused on institutional accounts. OSAIC Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and advisory services, financial planning, and access to third-party money managers, utilizing asset-allocation tools and automated rebalancing to construct diversified portfolios.

Mark Thigpen is a financial advisor with OSAIC in Charlotte, NC, holding a Series 66 designation and 12 years of industry experience. His prior experience includes roles at Edward Jones and Sii. In addition to his advisory work, he serves as Chief Technology Officer and Insurance Broker for Latto and Associates, Inc., where he assists with technology updates and insurance product sales. OSAIC serves a diverse client base that includes individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, utilizing asset-allocation tools and multiple platforms to manage portfolios that include a wide range of investment products.

Douglas Groome is a financial advisor with OSAIC in Charlotte, NC, holding the ChFC® designation and Series 63 and 65 licenses. He has 37 years of industry experience, including prior work at Signator Investors, Inc. from 2016 to 2018. He is also a sole proprietor selling fixed insurance products, focusing on life, disability, and long-term care insurance. OSAIC serves a wide range of retail and institutional clients through a large network of affiliated advisors, offering integrated brokerage and investment advisory services that include financial planning, retirement plan consulting, and access to third-party money managers. The firm employs various portfolio construction tools and supports both discretionary and non-discretionary account management.

Charles Bassing IV is a CFP® and ChFC® affiliated with OSAIC in Charlotte, NC, with 10 years of industry experience. He has worked at Royal Alliance Associates since 2019 and was previously with Northwestern Mutual in various roles from 2015 to 2019. Outside of his advisory work, he is a partner in Parview Financial, LLC, where he conducts insurance sales and financial planning activities. OSAIC serves a diverse client base including individual investors, institutions, and charitable organizations, offering brokerage and advisory services through a large network of financial advisers. The firm employs asset-allocation tools and risk assessments to construct portfolios featuring a wide range of securities and supports both discretionary and non-discretionary account management.