Charlotte, NC Office

Thomas Manuel is a financial advisor at OSAIC with Series 63 and Series 65 licenses and five years of industry experience. He has previously worked at The Vanguard Group, Inc. and Gaiser Financial Group. OSAIC serves a diverse clientele that includes individual investors, high-net-worth clients, pension plans, corporations, and charitable organizations, offering a broad range of advisory and brokerage services supported by multiple platforms and third-party solutions.

Benjamin Fauzio is a financial advisor at Osaic Wealth, Inc. in Charlotte, NC, holding Series 63 and Series 65 credentials with six years of industry experience. Prior to joining Osaic in 2026, he worked at Equitable Distributors, LLC and Jackson National Life Distributors LLC. He spent ten years in education before entering the financial services industry. Osaic Wealth, Inc. serves a broad range of retail and institutional clients, including individual investors, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, financial planning, retirement consulting, and access to third-party money managers, employing various asset-allocation tools and investment platforms to manage portfolios on both discretionary and non-discretionary bases.

Stephanie Davis is a financial advisor at Osaic Wealth, Inc. with eight years of industry experience. She holds the Series 63 and Series 65 credentials and has worked previously at firms including Cetera Advisors, Wilde Wealth Management, Fidelity Investments, and The Vanguard Group. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisors. The firm offers integrated brokerage and advisory services, financial planning, and access to third-party money managers, utilizing asset-allocation tools and automated rebalancing to construct diversified portfolios.

Chaz Ira Dudley is a financial advisor at OSAIC based in Charlotte, NC, holding Series 63 and Series 66 licenses with nine years of industry experience. He previously worked at SagePoint Financial for seven years prior to joining OSAIC in 2023. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services, financial planning, retirement consulting, and access to third-party money managers and wrap programs. The firm uses various asset-allocation tools and supports both discretionary and non-discretionary portfolio management across multiple investment types.

Robert Moring is a financial advisor at Osaic Wealth, Inc. with 59 years of industry experience. He holds a Series 63 designation and has previously worked at Royal Advisory Services, Royal Alliance Associates, and operated Moring Advisory Services, Inc. He is also the owner of a sole proprietorship that processes life insurance applications and group health renewals. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, employing asset-allocation tools and risk-tolerance analysis to construct diversified portfolios across multiple asset classes.

William Girone is a financial advisor at OSAIC in Charlotte, NC, with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Securities America Advisors, Inc. and Investacorp Advisory Services. Girone serves as a sales vice president with Highland Capital Brokerage and is a board member of Answer Scholarship, a nonprofit organization focused on governance and strategy. OSAIC serves a broad range of clients including individual investors, pension plans, corporations, and charities through an extensive network of advisors. The firm offers integrated brokerage and advisory services, utilizing asset-allocation tools and third-party managers to construct diversified portfolios tailored to client risk profiles.