Cincinnati, OH 2044 Montgomery Road Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.
The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.
Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.
Based on OSAIC
Location
2044 Montgomery Road, Suite 165
Cincinnati OH 45236
Advisors at this office
3
Advisors at this office
Roger S
Series 63, Series 65
Cincinnati, OH
OSAIC
Roger Strunk is a financial advisor at OSAIC with 16 years of industry experience. He holds the Series 63 and Series 65 designations. His prior experience includes roles at Lincoln Financial Advisors, MSI Financial Services, Inc., and Private Client Services, LLC. OSAIC serves a diverse client base, including retail and institutional clients, through a multi-advisor platform offering brokerage and advisory services. The firm’s investment approach emphasizes model-based asset allocation and portfolio optimization, utilizing tools such as risk-tolerance questionnaires and efficient frontier analysis.
Darrin M
CFP®, Series 63, Series 65
Cincinnati, OH
OSAIC
Darrin Mcaninch is a CFP® with 33 years of industry experience, currently serving as a financial advisor at OSAIC since 2025. Prior to this, he spent over three decades with Lincoln Financial Advisors Corporation. He is a board member of his local homeowners association, where he assists in selecting service providers and addressing resident issues. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering a range of brokerage and advisory services through a multi-advisor platform. The firm’s investment approach is model-based, focusing on asset allocation, portfolio optimization, and risk management, with a notable scale and complex affiliate network.
Collin M
Series 63, Series 65
Cincinnati, OH
OSAIC
Collin Mc Aninch is a financial advisor at OSAIC with Series 63 and Series 65 credentials and three years of industry experience. Prior to joining OSAIC in 2025, he worked eight years at Lincoln Financial Advisors. His background also includes roles in education and business, including five years at the University of Cincinnati and a brief tenure at Ms. Classics Car Wash. OSAIC serves a diverse client base that includes retail and institutional investors, offering brokerage and advisory services through a multi-advisor platform. The firm’s investment approach centers on model-based asset allocation and portfolio optimization, supported by various tools and programs, and is notable for its scale, recent consolidation activity, and complex affiliate network.
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