Dalton, GA W. King Street Office

Team
Updated today
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OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,847

Across 3,554 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.

The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.

Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.

Based on OSAIC

Expertise

Annuities Private / alternative investments

Based on OSAIC

Location

118 W. King Street

Dalton GA 30720

Advisors at this office

6

Advisors at this office

user avatar

Travis T

Series 66

Dalton, GA

OSAIC

Travis Taylor is a financial advisor at OSAIC with three years of industry experience and holds a Series 66 designation. Prior to joining OSAIC in 2023, he worked at FSC Securities Corporation and has assisted clients and advisors with operational and client relationship needs at BDL Advisors since 2022. Outside of finance, Taylor is an independent author of fictional literature, selling his books through various online platforms. OSAIC Wealth serves a broad range of retail and institutional clients, offering brokerage and advisory services alongside comprehensive financial planning and managed portfolio programs. The firm uses a model-based investment approach with asset allocation and portfolio optimization supported by risk-assessment tools and offers a diverse array of account and management options.

Annuities Private / alternative investments
user avatar

Hope D

Series 66

Dalton, GA

OSAIC

Hope Dangelo is a financial advisor at OSAIC with three years of industry experience. She holds a Series 66 designation and has previously worked with FSC Securities Corporation, BDL Advisors, and operated her own consulting firm. Outside of her advisory role, she is also a notary public. OSAIC Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform, offering brokerage and advisory services that include comprehensive financial planning, advisor-managed portfolios, and retirement plan consulting. The firm emphasizes model-based asset allocation and portfolio optimization, supported by a range of technology and third-party manager options.

Annuities Private / alternative investments
user avatar

Holly K

Series 63, Series 66

Dalton, GA

OSAIC

Holly Kimsey is a financial advisor at OSAIC with 32 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Wells Fargo Clearing and Wachovia Bank, N.A. She also teaches exercise classes and distributes health supplements as outside activities. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering a range of brokerage and advisory services supported by model-based asset allocation and portfolio optimization tools. The firm is noted for its scale, complex affiliate network, and consolidated platform.

Annuities Private / alternative investments
user avatar

Jeffrey B

CFP®, Series 63, Series 65

Dalton, GA

OSAIC

Jeffrey Browne is a CFP® professional with 28 years of industry experience, currently serving at OSAIC since 2023. He previously worked at Fsc Securities Corporation for 16 years and has been involved with American Plastic Industries since 1995. Outside of his advisory role, he is an insurance agent who assists clients with insurance quotes and policy education. OSAIC Wealth serves a diverse range of clients including individual investors, retirement plans, charities, and corporations. The firm employs a model-based investment process featuring asset allocation, portfolio optimization, and offers both advisory and brokerage services through a multi-advisor platform.

Annuities Private / alternative investments
user avatar

Emily B

Series 66

Dalton, GA

OSAIC

Emily Boyd Brown is a financial advisor at OSAIC with nine years of industry experience. She holds a Series 66 designation and has worked at JJB Hilliard WL Lyons LLC, FSC Securities Corporation, and the University of Mississippi. Brown serves on the boards of the Fellowship of Christian Athletes—Women in Sports ministry and United Way of Northwest Georgia, where she is involved in local nonprofit activities. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering brokerage and advisory services through multiple programs such as comprehensive financial planning and Unified Managed Accounts. The firm emphasizes model-based asset allocation, portfolio optimization, and offers both discretionary and advisor-managed strategies supported by a complex affiliate network and private-equity ownership.

Annuities Private / alternative investments
user avatar

John D

CFP®, Series 63, Series 65

Dalton, GA

OSAIC

John Draper is a CFP®-certified financial advisor with 28 years of industry experience. He currently works at OSAIC and previously spent 16 years at FSC Securities Corporation and four years at Equitable Advisors. Draper is a partner in financial planning firms Browne, Draper and Land Financial Concepts LLC and BDL Advisors. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients. The firm offers brokerage and advisory services featuring model-based asset allocation, portfolio optimization, and multiple program options delivered through a complex affiliate network.

Annuities Private / alternative investments
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