Greenwood Village, CO Dtc Office

Team
Updated today
OSAIC logo

OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,828

Across 3,557 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.

The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.

What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.

Based on OSAIC

Expertise

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Based on OSAIC

Occupation focus

Founder/Business Owner Executive

Based on OSAIC

Location

5299 Dtc, Suite 1350

Greenwood Village CO 80111

Advisors at this office

6

Advisors at this office

user avatar

Alexander G

Series 66

Greenwood Village, CO

OSAIC

Alexander Goldstein is a financial advisor with OSAIC, holding a Series 66 credential and having 10 years of industry experience. He previously worked at LPL Financial for nine years and has been associated with GPS Wealth Strategies Group since 2017. OSAIC serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs various asset-allocation tools and offers integrated brokerage and advisory services through a large network of affiliated advisers and multiple advisory platforms.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Samuel G

Series 66

Greenwood Village, CO

OSAIC

Samuel Grizzle is a financial advisor at OSAIC with 11 years of industry experience and holds a Series 66 designation. He previously worked at LPL Financial for 11 years and has been associated with GPS Wealth Strategies Group since 2017. In addition to his role at OSAIC, he provides investment advisory services through GPS Wealth Strategies Group, an independent registered investment advisor. OSAIC serves a diverse client base including individual investors, high-net-worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, utilizing various tools and third-party platforms to manage portfolios that may include stocks, bonds, options, mutual funds, ETFs, and alternative investments.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Jacob R

Series 66

Greenwood Village, CO

OSAIC

Jacob Rolin is a financial advisor at Osaic with a Series 66 designation and one year of industry experience. His prior work background includes roles in education and law enforcement. Osaic Wealth, Inc. serves a diverse client base including retail and institutional investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisers. The firm offers integrated brokerage and advisory services, employing a range of investment strategies and third-party solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Mason S

Series 66

Greenwood Village, CO

OSAIC

Mason Samuels is a financial advisor at Osaic Wealth, Inc. with 16 years of industry experience. He holds a Series 66 designation and has worked previously at GPS Wealth Strategies Group, LLC and LPL Financial. Osaic Wealth serves a diverse client base including individual, high-net-worth, institutional, and charitable organizations. The firm provides integrated brokerage and advisory services using a range of investment tools and third-party platforms to construct portfolios across multiple asset classes.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Ryan N

Series 66

Greenwood Village, CO

OSAIC

Ryan Nuu is a financial advisor at OSAIC with 11 years of industry experience and holds a Series 66 designation. He has previously worked at LPL Financial for 10 years and has been involved with GPS Wealth Strategies Group, LLC since 2017. In addition to his advisory roles, he has maintained a long-term affiliation with the University of Colorado Denver since 2013. OSAIC serves a diverse client base, including individual, high-net-worth, institutional, and nonprofit clients, offering integrated brokerage and advisory services. The firm utilizes a range of asset-allocation tools and third-party platforms to construct and manage portfolios tailored to clients' needs.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Lloyd S

Series 63, Series 65

Greenwood Village, CO

OSAIC

Lloyd Sprague is a financial advisor at OSAIC with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at GPS Wealth Strategies Group, LPL Financial, and Allianz Life. Sprague is also involved in managing independent advisory firms and investment-related entities in Greenwood Village, Colorado. OSAIC serves a broad mix of retail and institutional clients through a large network of affiliated advisors, offering integrated brokerage and advisory services, financial planning, retirement consulting, and access to third-party money managers. The firm employs asset-allocation tools and automated rebalancing to construct diversified portfolios and supports multiple advisory platforms and legacy program transitions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
View complete list of advisors at this office
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