Jackson, TN Pleasant Plains Ext. Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Expertise
Based on OSAIC
Location
2138 Pleasant Plains Ext.
Jackson TN 38305
Advisors at this office
3
Advisors at this office
Carla P
Series 66
Jackson, TN
OSAIC
Carla Patey is a financial advisor at OSAIC with five years of industry experience. She holds a Series 66 designation and has worked previously at Securities America Advisors, CETERA Advisor Networks LLC, Browning Graves, and Voya Financial Advisors. In addition to her advisory role, she is involved in sales and review of insurance products through Foundation Financial Solutions and provides investment advising and portfolio management at Foundation Bank. OSAIC serves a diverse client base, including individual investors, pension plans, corporations, and charitable organizations, offering integrated brokerage and advisory services supported by multiple platforms and third-party money managers. The firm employs asset-allocation tools, risk-tolerance assessments, and automated rebalancing to manage a wide range of investment options on both discretionary and non-discretionary bases.
Chad W
CFP®, Series 63
Jackson, TN
OSAIC
Chad Wilson is a CFP® professional with 24 years of industry experience, currently serving at OSAIC since 2024. His prior experience includes roles at Securities America Advisors Inc., Ameriprise Financial Services, and Investment Professionals Inc. He is also the President and owner of Foundation Bank and serves as Board Chair for Trinity Christian Academy. OSAIC Wealth, Inc. serves a broad mix of retail and institutional clients through a large network of affiliated financial advisers and offers integrated brokerage and investment advisory services, including financial planning, retirement plan consulting, and access to multiple advisory platforms and third-party money managers.
Matthew S
Series 66
Jackson, TN
OSAIC
Matthew Schultz is a financial advisor with OSAIC holding a Series 66 designation. He has been with OSAIC since 2023 and has prior work experience spanning various industries including sports, industrial sectors, and education. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisors and offers integrated brokerage and advisory services, financial planning, retirement plan consulting, and access to third-party money managers and wrap programs. The firm uses asset-allocation tools and automated rebalancing to construct diversified portfolios, managing accounts on either a discretionary or non-discretionary basis.
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