Jupiter, FL Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Expertise
Based on OSAIC
Location
Jupiter FL
Advisors at this office
4
Advisors at this office
Lee R
Series 63, Series 65
Jupiter, FL
OSAIC
Lee Rosenblum is a financial advisor at OSAIC with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at multiple firms including SagePoint Financial, LPL Financial, and SII Investments. In addition to his advisory role, Rosenblum operates a tax preparation business and holds real estate and insurance licenses, occasionally working on referrals and annuity commissions. OSAIC serves a diverse client base including individual and institutional investors, offering brokerage, investment advisory, financial planning, and retirement consulting services. The firm provides a range of portfolio management tools and access to third-party managers, supporting both discretionary and non-discretionary accounts.
Kenneth H
Series 63, Series 66
Jupiter, FL
OSAIC
Kenneth Hauck is a financial advisor at OSAIC with 33 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining OSAIC in 2024, he worked for American Portfolios Financial Services, Inc. for 22 years and has been involved with 401 K Exchange since 2000. He is also involved in insurance and fixed annuities through PPS Advisors, Inc. OSAIC serves a broad mix of retail and institutional clients, including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, financial planning, and access to various managed accounts and third-party money managers.
Kathryn R
Series 66
Jupiter, FL
OSAIC
Kathryn Ramos is a financial advisor at OSAIC with 12 years of industry experience. She holds a Series 66 designation and has previously worked at Sagepoint Financial, LPL Financial, Rosenblum Wealth Management, and SII Investments. Outside of her advisory role, she works as a delivery driver for Amazon Flex. OSAIC serves a diverse client base including individual investors, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and investment advisory services, utilizing a range of tools and third-party platforms to manage portfolios across various asset classes.
Michael A
Series 63, Series 65
Jupiter, FL
OSAIC
Michael Arena is a financial advisor at OSAIC with 37 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Sagepoint Financial, Inc. for 14 years. Arena also owns a business consulting firm and is involved in insurance sales and family trust management. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers and offers integrated brokerage, investment advisory services, and access to third-party money managers. The firm uses asset-allocation tools, risk-tolerance assessments, and automated rebalancing to construct diversified portfolios tailored to client preferences.
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