Lincoln, NE Vandervoort Dr Office

Team
Updated today
OSAIC logo

OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,828

Across 3,558 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.

The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.

What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.

Based on OSAIC

Expertise

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Based on OSAIC

Occupation focus

Founder/Business Owner Executive

Based on OSAIC

Location

5944 Vandervoort Dr

Lincoln NE 68516

Advisors at this office

6

Advisors at this office

user avatar

Leslie J

Series 66

Lincoln, NE

OSAIC

Leslie Johnson is a financial advisor at OSAIC with three years of industry experience and holds the Series 66 designation. Prior to joining OSAIC in 2023, Leslie worked at SagePoint Financial, FP Wealth Management, and Pinnacle Wealth Management. Leslie also serves as a Client Service Manager at Entrust Wealth Counsel, where they assist with account management and advisor support. OSAIC serves a broad mix of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and investment advisory services along with access to third-party money managers and wrap programs. The firm uses a range of asset allocation tools and portfolio management techniques to serve individual and high-net-worth investors, pension plans, corporations, and charitable organizations.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Thomas B

CFP®, Series 63, Series 66

Lincoln, NE

OSAIC

Thomas Buescher is a financial advisor at OSAIC with 13 years of industry experience. He holds the CFP® designation as well as Series 63 and Series 66 licenses. His prior firms include Sagepoint Financial, Woodbury Financial, and Modern Woodmen Of America. Outside of advisory work, he operates as an insurance agent and owns a corporation involved with fixed annuities and life insurance. OSAIC serves a broad range of retail and institutional clients through a large network of financial advisors, offering integrated brokerage and advisory services alongside financial planning, retirement consulting, and access to third-party money managers and wrap programs. The firm utilizes various asset-allocation and portfolio construction tools, and supports both discretionary and non-discretionary account management.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Jason P

Series 66

Lincoln, NE

OSAIC

Jason Peplinski is a financial advisor with Osaic, holding a Series 66 designation and 26 years of industry experience. Prior to joining Osaic in 2023, he worked at SagePoint Financial, Inc. for seven years and Investacorp Advisory Services for eight years. Outside of his advisory role, he serves as a board member of the Peace Lutheran Church Endowment Committee and operates Entrust Tax Counsel LLC, a tax return processing business. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm provides integrated brokerage and investment advisory services, employing asset-allocation tools and third-party managers to construct diversified portfolios tailored to client risk tolerances and investment restrictions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Robert F

Series 63, Series 65

Lincoln, NE

OSAIC

Robert Fitzsimmons is a financial advisor with OSAIC in Lincoln, NE, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. His career includes longstanding roles at Investacorp, Inc. and Investacorp Advisory Services, as well as ownership of The Fitz Group. Fitzsimmons serves as President of FP Wealth Management, Inc. and St. Mark's United Methodist Church Foundation, and he is a board trustee for Wyuka Cemetery and Funeral Home. OSAIC serves a broad mix of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services with a focus on diversified portfolios using firm-provided asset-allocation tools and access to third-party money managers.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Brett B

CFP®, Series 66

Lincoln, NE

OSAIC

Brett Burchett is a CFP® professional with eight years of experience, currently serving as a financial advisor at OSAIC since 2023. Prior to joining OSAIC, he worked at Sagepoint Financial, Inc. for six years and spent five years with Lincoln Public Schools. He holds leadership roles in several nonprofit organizations, including serving on the boards of Junior Achievement of Lincoln and Friends of Silver Hawk Theatre, and acts as president of the Society of Financial Service Professionals. OSAIC serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm combines brokerage and advisory services with financial planning and retirement consulting, utilizing various platforms, third-party managers, and a range of investment vehicles to build portfolios tailored to clients' risk tolerance and investment goals.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Marshall C

Series 66

Lincoln, NE

OSAIC

Marshall Chasek is a financial advisor at OSAIC Wealth Inc. with one year of industry experience. He holds a Series 66 designation and has worked at several firms including LPL Financial, Edward Jones, and Cornhusker Bank. Chasek is also a commissioned notary public in Lincoln, Nebraska. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through a large network of advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, utilizing advanced asset-allocation tools and access to third-party money managers to construct diversified portfolios.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
View complete list of advisors at this office
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