Littleton, CO 14 West Dry Creek Circle Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Expertise
Based on OSAIC
Location
14 West Dry Creek Circle
Littleton CO 80120
Advisors at this office
3
Advisors at this office
Amy D
Series 63, Series 65
Littleton, CO
OSAIC
Amy Duncan is a financial advisor with OSAIC, holding Series 63 and Series 65 licenses and having 23 years of industry experience. She previously worked at Woodbury Financial for 21 years before joining OSAIC in 2024. Duncan also operates under the Alpine Planning Group DBA in Littleton, CO, where she provides financial planning and advisory services to clients. OSAIC serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, utilizing various asset-allocation tools and access to third-party managers to construct and manage portfolios across multiple investment types.
Gabriel W
CFA®, Series 66
Littleton, CO
OSAIC
Gabriel Walker is a CFA charterholder with 11 years of industry experience. He is currently with OSAIC and has previously worked at Woodbury Financial Services, Inc. He also maintains a marketing affiliation with Alpine Planning Group in Littleton, Colorado. Osaic Wealth, Inc. serves a diverse client base including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisers and multiple advisory platforms. The firm uses a range of asset-allocation tools and offers integrated brokerage, advisory services, and access to third-party money managers.
Bryan G
Series 66
Littleton, CO
OSAIC
Bryan Gray is a financial advisor with Osaic who holds a Series 66 designation and has 33 years of industry experience. He has worked at Osaic since 2024 and previously spent over two decades at Woodbury Financial Services. Gray is also the owner of Alpine Planning Group, where he provides services including life insurance, annuities, long-term care, and disability insurance. OSAIC serves a broad range of clients, including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services using various tools and third-party platforms to construct diversified portfolios tailored to client needs.
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