Morristown, NJ Madison Avenue Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.
The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.
Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.
Based on OSAIC
Location
163 Madison Avenue, Suite 402
Morristown NJ 07960
Advisors at this office
4
Advisors at this office
Shaun L
CFP®, Series 66
Morristown, NJ
OSAIC
Shaun Leonard is a CFP® with three years of industry experience, currently serving as a Wealth Advisor at Glassner Carlton Financial and affiliated with OSAIC. His background includes roles at Glassner Carlton Financial since 2019 and non-investment work as a food delivery driver for DoorDash. OSAIC Wealth serves a diverse range of retail and institutional clients through a multi-advisor platform, offering brokerage and advisory services, including financial planning and managed portfolio solutions. The firm’s investment approach centers on model-based asset allocation and portfolio optimization, with options for discretionary management, third-party managers, and proprietary strategies.
Edward D
Series 66
Morristown, NJ
OSAIC
Edward Durkin Jr. is a financial advisor at OSAIC with 14 years of industry experience. He holds a Series 66 designation and has worked at firms including Fidelity Investments, TD Ameritrade, Morgan Stanley, Merrill, and Equitable Advisors. He is also involved with Glassner Carlton Financial, advising high net worth clients on wealth management. OSAIC serves a wide range of clients, including retail investors, retirement plan sponsors, charities, and corporate clients, offering brokerage and advisory services through a multi-advisor platform. The firm’s investment approach centers on model-based asset allocation and portfolio optimization, utilizing a variety of managed portfolio options and third-party managers.
Matthew R
Series 65, Series 63
Morristown, NJ
OSAIC
Matthew Riskin is a financial advisor at OSAIC with Series 65 and Series 63 credentials and two years of industry experience. He previously worked at Equitable Advisors, Virtu Financial, and Limekiln Real Estate. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients. The firm offers both brokerage and advisory services through a multi-advisor platform with a focus on model-based asset allocation, portfolio optimization, and a range of managed account strategies.
Judd C
CFP®, Series 66
Morristown, NJ
OSAIC
Judd Carlton is a financial advisor at OSAIC with 22 years of industry experience. He holds the CFP® designation and Series 66 license. Prior to joining OSAIC in 2006, he worked at Morgan Stanley DW Inc. from 2004 to 2006. He serves as a trustee for Glassner Carlton Financial LLC, an affiliated practice entity. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform offering brokerage and advisory services. The firm emphasizes model-based asset allocation and portfolio optimization, supporting various investment strategies and maintaining a complex affiliate network.
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